{
  "crd_number": 296988,
  "slug": "decisionpoint-financial-llc-mesa-az-296988",
  "primary_business_name": "DECISIONPOINT FINANCIAL, LLC",
  "legal_name": "DECISIONPOINT FINANCIAL, LLC",
  "dbas": [],
  "city": "Mesa",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-06-01",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-09-01",
  "carried_forward": false,
  "raum_total": 1224256610.0,
  "raum_discretionary": 1224256610.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 18,
  "advisory_employees": 14,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 788247.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 126566657.0,
      "count": 456
    },
    "state_municipal": {
      "raum": 481984851.0,
      "count": 27
    },
    "pension_profit_sharing": {
      "raum": 127663722.0,
      "count": 47
    },
    "high_net_worth_individuals": {
      "raum": 467565018.0,
      "count": 146
    },
    "pooled_investment_vehicles": {
      "raum": 19688115.0,
      "count": 15
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "FL",
    "ID",
    "IN",
    "MT",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://decisionpointfinancial.com",
    "https://dp457b.com",
    "https://linkedin.com/company/decisionpoint-financial-llc/about",
    "https://youtube.com/channel/UCXDU2doMQ_oOm97ctyBBpZg"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296988",
  "city_as_filed": "MESA",
  "url": "https://advisorcensus.com/firm/decisionpoint-financial-llc-mesa-az-296988",
  "display_name": "Decisionpoint Financial, LLC",
  "summary": "Decisionpoint Financial, LLC is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.",
  "citation": "AdvisorCensus. Decisionpoint Financial, LLC (CRD 296988): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Decisionpoint Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Decisionpoint Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Decisionpoint Financial, LLC located?",
      "a": "Decisionpoint Financial, LLC's principal office is in Mesa, AZ, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Decisionpoint Financial, LLC registered with the SEC or a state?",
      "a": "Decisionpoint Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 296988."
    },
    {
      "q": "How much does Decisionpoint Financial, LLC manage?",
      "a": "Decisionpoint Financial, LLC reports $1,224,256,610 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have Decisionpoint Financial, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Decisionpoint Financial, LLC: Regulatory assets under management: $405,706,223 in the October 2021 data and $1,224,256,610 in the October 2026 data, up 202%. Total employees: 8 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Decisionpoint Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (456); high net worth individuals (146); pension and profit sharing plans (but not the plan participants or government pension plans) (47)."
    },
    {
      "q": "Which custodians does Decisionpoint Financial, LLC use?",
      "a": "Decisionpoint Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Decisionpoint Financial, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296988"
    },
    {
      "q": "What changed in Decisionpoint Financial, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 12 to 14. Regulatory assets under management went from $848,664,616 to $1,224,256,610 (+44%). Added an office in Bozeman, MT. Registered or notice-filed in FL, ID, IN, MT. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 405706223.0,
      "total_employees": 8,
      "filing_date": "2021-03-07"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 495525785.0,
      "total_employees": 8,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 573924206.0,
      "total_employees": 10,
      "filing_date": "2023-10-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 689179776.0,
      "total_employees": 9,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 848664616.0,
      "total_employees": 15,
      "filing_date": "2025-03-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1224256610.0,
      "total_employees": 18,
      "filing_date": "2026-09-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 12 to 14.",
        "Regulatory assets under management went from $848,664,616 to $1,224,256,610 (+44%).",
        "Added an office in Bozeman, MT.",
        "Registered or notice-filed in FL, ID, IN, MT.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$2,500",
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $2,500"
        ],
        "quotes": [
          "The Registrant generally requires a relationship minimum annual fee of $2,500.",
          "The Registrant, in its sole discretion, may waive its minimum annual fee or charge a lesser investment management fee based upon certain criteria"
        ]
      }
    ],
    "quotes": [
      "The Registrant generally requires a relationship minimum annual fee of $2,500.",
      "The Registrant, in its sole discretion, may waive its minimum annual fee or charge a lesser investment management fee based upon certain criteria"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/decisionpoint-financial-llc-mesa-az-296988.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 456,
      "fewer_than_5": false,
      "raum": 126566657.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 146,
      "fewer_than_5": false,
      "raum": 467565018.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 19688115.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 47,
      "fewer_than_5": false,
      "raum": 127663722.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 788247.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 27,
      "fewer_than_5": false,
      "raum": 481984851.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296988",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}