# Dearborn Capital Management, LLC

> Dearborn Capital Management, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 155473
- Filed as: DEARBORN CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155473
- AdvisorCensus page: https://advisorcensus.com/firm/dearborn-capital-management-llc-chicago-il-155473

## Quick answers

**How is Dearborn Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dearborn Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Dearborn Capital Management, LLC located?**
Dearborn Capital Management, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Dearborn Capital Management, LLC registered with the SEC or a state?**
Dearborn Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 155473.

**How much does Dearborn Capital Management, LLC manage?**
Dearborn Capital Management, LLC reports $360,901,576 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Dearborn Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Dearborn Capital Management, LLC: Regulatory assets under management: $340,313,230 in the October 2021 data and $360,901,576 in the October 2026 data, up 6%. Total employees: 11 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dearborn Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (2).

**Does Dearborn Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155473

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $360,901,576
- Discretionary: $360,901,576
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 2 | $360,901,576 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 12 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- grantparkfunds.com
- LinkedIn @grantparkfunds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $340,313,230 | 11 | August 16, 2021 |
| October 2022 | $485,959,207 | 12 | March 28, 2022 |
| October 2023 | $760,193,006 | 12 | March 14, 2023 |
| October 2024 | $457,058,679 | 12 | March 8, 2024 |
| October 2025 | $357,322,369 | 12 | March 11, 2025 |
| October 2026 | $360,901,576 | 12 | March 3, 2026 |

Regulatory assets under management: $340,313,230 in the October 2021 data and $360,901,576 in the October 2026 data, up 6%.
Total employees: 11 in October 2021 and 12 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dearborn Capital Management, LLC (CRD 155473): Form ADV filing data as of October 2026.