# Dean Roland Russell, LLC

> Dean Roland Russell, LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 109480
- Filed as: DEAN ROLAND RUSSELL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109480
- AdvisorCensus page: https://advisorcensus.com/firm/dean-roland-russell-llc-san-diego-ca-109480

## Quick answers

**How is Dean Roland Russell, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dean Roland Russell, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Dean Roland Russell, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $2,000,000: 1% a year; $2,000,001 to $3,000,000: 0.5% a year; $3,000,001 to $5,000,000: 0.4% a year; Above $5,000,001: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dean Roland Russell, LLC located?**
Dean Roland Russell, LLC's principal office is in San Diego, CA, according to its Form ADV.

**Is Dean Roland Russell, LLC registered with the SEC or a state?**
Dean Roland Russell, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109480.

**How much does Dean Roland Russell, LLC manage?**
Dean Roland Russell, LLC reports $351,202,738 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Dean Roland Russell, LLC's assets and staff changed since 2021?**
In the Form ADV data for Dean Roland Russell, LLC: Regulatory assets under management: $306,860,162 in the October 2021 data and $351,202,738 in the October 2026 data, up 14%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dean Roland Russell, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (138); individuals (other than high net worth individuals) (37); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Dean Roland Russell, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109480

**Does Dean Roland Russell, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 16, 2026 says: "We do not have an absolute minimum for investment portfolios or a minimum account size."

**What changed in Dean Roland Russell, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $314,070,699 to $351,202,738 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Up to $2,000,000: 1% a year
- $2,000,001 to $3,000,000: 0.5% a year
- $3,000,001 to $5,000,000: 0.4% a year
- Above $5,000,001: 0.3% a year

> Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.

> Investable Assets Annual Fee $0 to $2,000,000* 1.0% (0.01) annually $2,000,001 to $3,000,000 0.5% (0.005) annually

> $3,000,001 to $5,000,000 0.4% (0.004) annually Greater than $5,000,000 0.3% (0.003) annually

- Account minimum: None

> We do not have an absolute minimum for investment portfolios or a minimum account size.

- Minimum annual fee: $7,500

> Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.

> We have a minimum wealth management fee of $7,500, although exceptions may be made for certain situations.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $351,202,738
- Discretionary: $351,202,738
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $12,520,772 |
| High net worth individuals | 138 | $337,825,031 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $856,935 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- drrwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $306,860,162 | 5 | February 24, 2021 |
| October 2022 | $303,672,725 | 5 | April 25, 2022 |
| October 2023 | $266,647,849 | 5 | March 30, 2023 |
| October 2024 | $288,496,337 | 5 | March 15, 2024 |
| October 2025 | $314,070,699 | 7 | March 24, 2025 |
| October 2026 | $351,202,738 | 6 | March 16, 2026 |

Regulatory assets under management: $306,860,162 in the October 2021 data and $351,202,738 in the October 2026 data, up 14%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $314,070,699 to $351,202,738 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dean Roland Russell, LLC (CRD 109480): Form ADV filing data as of October 2026.