{
  "crd_number": 109480,
  "slug": "dean-roland-russell-llc-san-diego-ca-109480",
  "primary_business_name": "DEAN ROLAND RUSSELL, LLC",
  "legal_name": "DEAN ROLAND RUSSELL, LLC",
  "dbas": [],
  "city": "San Diego",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41740",
  "metro": {
    "cbsa_code": "41740",
    "common_name": "San Diego",
    "msa_name": "San Diego-Chula Vista-Carlsbad, CA",
    "path": "/advisors/ca/san-diego"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-02-02",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-03-16",
  "carried_forward": false,
  "raum_total": 351202738.0,
  "raum_discretionary": 351202738.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 12520772.0,
      "count": 37
    },
    "pension_profit_sharing": {
      "raum": 856935.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 337825031.0,
      "count": 138
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://drrwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109480",
  "city_as_filed": "SAN DIEGO",
  "url": "https://advisorcensus.com/firm/dean-roland-russell-llc-san-diego-ca-109480",
  "display_name": "Dean Roland Russell, LLC",
  "summary": "Dean Roland Russell, LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.",
  "citation": "AdvisorCensus. Dean Roland Russell, LLC (CRD 109480): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Dean Roland Russell, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dean Roland Russell, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Dean Roland Russell, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $2,000,000: 1% a year; $2,000,001 to $3,000,000: 0.5% a year; $3,000,001 to $5,000,000: 0.4% a year; Above $5,000,001: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Dean Roland Russell, LLC located?",
      "a": "Dean Roland Russell, LLC's principal office is in San Diego, CA, according to its Form ADV."
    },
    {
      "q": "Is Dean Roland Russell, LLC registered with the SEC or a state?",
      "a": "Dean Roland Russell, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109480."
    },
    {
      "q": "How much does Dean Roland Russell, LLC manage?",
      "a": "Dean Roland Russell, LLC reports $351,202,738 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Dean Roland Russell, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dean Roland Russell, LLC: Regulatory assets under management: $306,860,162 in the October 2021 data and $351,202,738 in the October 2026 data, up 14%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dean Roland Russell, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (138); individuals (other than high net worth individuals) (37); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Does Dean Roland Russell, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109480"
    },
    {
      "q": "Does Dean Roland Russell, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 says: \"We do not have an absolute minimum for investment portfolios or a minimum account size.\""
    },
    {
      "q": "What changed in Dean Roland Russell, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $314,070,699 to $351,202,738 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 306860162.0,
      "total_employees": 5,
      "filing_date": "2021-02-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 303672725.0,
      "total_employees": 5,
      "filing_date": "2022-04-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 266647849.0,
      "total_employees": 5,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 288496337.0,
      "total_employees": 5,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 314070699.0,
      "total_employees": 7,
      "filing_date": "2025-03-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 351202738.0,
      "total_employees": 6,
      "filing_date": "2026-03-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 4.",
        "Regulatory assets under management went from $314,070,699 to $351,202,738 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 16, 2026",
    "tiers": [
      {
        "band": "Up to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "$2,000,001 to $3,000,000",
        "rate": "0.5%"
      },
      {
        "band": "$3,000,001 to $5,000,000",
        "rate": "0.4%"
      },
      {
        "band": "Above $5,000,001",
        "rate": "0.3%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$7,500",
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,000,000: 1% a year",
          "$2,000,001 to $3,000,000: 0.5% a year",
          "$3,000,001 to $5,000,000: 0.4% a year",
          "Above $5,000,001: 0.3% a year"
        ],
        "quotes": [
          "Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.",
          "Investable Assets   Annual Fee \n$0 to $2,000,000*   1.0% (0.01) annually \n$2,000,001 to $3,000,000  0.5% (0.005) annually",
          "$3,000,001 to $5,000,000  0.4% (0.004) annually \nGreater than $5,000,000   0.3% (0.003) annually"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not have an absolute minimum for investment portfolios or a minimum account size."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $7,500"
        ],
        "quotes": [
          "Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.",
          "We have a minimum wealth management fee of $7,500, although exceptions may be made for certain situations."
        ]
      }
    ],
    "quotes": [
      "Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.",
      "Investable Assets   Annual Fee \n$0 to $2,000,000*   1.0% (0.01) annually \n$2,000,001 to $3,000,000  0.5% (0.005) annually",
      "$3,000,001 to $5,000,000  0.4% (0.004) annually \nGreater than $5,000,000   0.3% (0.003) annually",
      "We do not have an absolute minimum for investment portfolios or a minimum account size.",
      "Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.",
      "We have a minimum wealth management fee of $7,500, although exceptions may be made for certain situations."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/dean-roland-russell-llc-san-diego-ca-109480.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 37,
      "fewer_than_5": false,
      "raum": 12520772.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 138,
      "fewer_than_5": false,
      "raum": 337825031.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 856935.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109480",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}