# Dean Dorton Wealth Management, LLC

> Dean Dorton Wealth Management, LLC is a state-registered investment advisory firm in Lexington, KY, registered since 2018, with no regulatory assets under management reported in its Form ADV filing dated September 30, 2026.

- CRD: 297616
- Filed as: DEAN DORTON WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/297616
- AdvisorCensus page: https://advisorcensus.com/firm/dean-dorton-wealth-management-llc-lexington-ky-297616

## Quick answers

**How is Dean Dorton Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dean Dorton Wealth Management, LLC reports these compensation arrangements: other.

**Where is Dean Dorton Wealth Management, LLC located?**
Dean Dorton Wealth Management, LLC's principal office is in Lexington, KY, according to its Form ADV.

**Is Dean Dorton Wealth Management, LLC registered with the SEC or a state?**
Dean Dorton Wealth Management, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 297616.

**Does Dean Dorton Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/297616

**What changed in Dean Dorton Wealth Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 3 to 1. No longer registered or notice-filed in IN, NC, OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- deandortonwealth.com

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 3 to 1.
- No longer registered or notice-filed in IN, NC, OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dean Dorton Wealth Management, LLC (CRD 297616): Form ADV filing data as of October 2026.