# DCO Capital Management LLC

> DCO Capital Management LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 142637
- Filed as: DCO CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142637
- AdvisorCensus page: https://advisorcensus.com/firm/dco-capital-management-llc-chicago-il-142637

## Quick answers

**How is DCO Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), DCO Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is DCO Capital Management LLC located?**
DCO Capital Management LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is DCO Capital Management LLC registered with the SEC or a state?**
DCO Capital Management LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 142637.

**How much does DCO Capital Management LLC manage?**
DCO Capital Management LLC reports $24,000,000 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does DCO Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (22); individuals (other than high net worth individuals) (6).

**Does DCO Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142637

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $24,000,000
- Discretionary: $24,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $1,000,000 |
| High net worth individuals | 22 | $23,000,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (14 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dcocapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DCO Capital Management LLC (CRD 142637): Form ADV filing data as of October 2026.