# DC & Associates

> DC & Associates is a state-registered investment advisory firm in Grand Rapids, MI, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 328815
- Filed as: DC & ASSOCIATES
- Legal name: DC & Associates LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Grand Rapids, MI
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328815
- AdvisorCensus page: https://advisorcensus.com/firm/dc-and-associates-grand-rapids-mi-328815

## Quick answers

**How is DC & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), DC & Associates reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DC & Associates located?**
DC & Associates' principal office is in Grand Rapids, MI, according to its Form ADV.

**Is DC & Associates registered with the SEC or a state?**
DC & Associates is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328815.

**How much does DC & Associates manage?**
DC & Associates reports $19,144,000 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**What types of clients does DC & Associates serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (2).

**Does DC & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328815

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,144,000
- Discretionary: $19,144,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $16,644,000 |
| High net worth individuals | 2 | $2,500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DC & Associates (CRD 328815): Form ADV filing data as of October 2026.