# DBM Planning, LLC

> DBM Planning, LLC is a state-registered investment advisory firm in New York, NY, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 328758
- Filed as: DBM PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328758
- AdvisorCensus page: https://advisorcensus.com/firm/dbm-planning-llc-new-york-ny-328758

## Quick answers

**How is DBM Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), DBM Planning, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DBM Planning, LLC located?**
DBM Planning, LLC's principal office is in New York, NY, according to its Form ADV.

**Is DBM Planning, LLC registered with the SEC or a state?**
DBM Planning, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328758.

**How much does DBM Planning, LLC manage?**
DBM Planning, LLC reports $14,079,941 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (0% discretionary).

**What types of clients does DBM Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9); high net worth individuals (4); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does DBM Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328758

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,079,941
- Discretionary: $0
- Non-discretionary: $14,079,941

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $5,998,424 |
| High net worth individuals | 4 | $6,643,976 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $1,437,541 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DBM Planning, LLC (CRD 328758): Form ADV filing data as of October 2026.