# DBA Generational Wealth Strategies

> DBA Generational Wealth Strategies is a state-registered investment advisory firm in Irvine, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 7, 2026.

- CRD: 111203
- Filed as: DBA GENERATIONAL WEALTH STRATEGIES
- Legal name: Advantage Asset Management, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: February 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111203
- AdvisorCensus page: https://advisorcensus.com/firm/dba-generational-wealth-strategies-irvine-ca-111203

## Quick answers

**How is DBA Generational Wealth Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), DBA Generational Wealth Strategies reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DBA Generational Wealth Strategies located?**
DBA Generational Wealth Strategies' principal office is in Irvine, CA, according to its Form ADV.

**Is DBA Generational Wealth Strategies registered with the SEC or a state?**
DBA Generational Wealth Strategies is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 111203.

**How much does DBA Generational Wealth Strategies manage?**
DBA Generational Wealth Strategies reports $51,600,000 in regulatory assets under management in its Form ADV filing dated February 7, 2026 (100% discretionary).

**What types of clients does DBA Generational Wealth Strategies serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39); high net worth individuals (14); corporations or other businesses not listed above (4).

**Does DBA Generational Wealth Strategies report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111203

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $51,600,000
- Discretionary: $51,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $15,000,000 |
| High net worth individuals | 14 | $27,600,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $100,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $8,900,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111203

### Websites listed on Form ADV (Item 1.I)
- familywealthleadership.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DBA Generational Wealth Strategies (CRD 111203): Form ADV filing data as of October 2026.