# DBA, Cornerstone Investment Counsel

> DBA, Cornerstone Investment Counsel is a state-registered investment advisory firm, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 27, 2026.

- CRD: 111375
- Filed as: DBA, CORNERSTONE INVESTMENT COUNSEL
- Legal name: Dennis Fredrick Dicke
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: June 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111375
- AdvisorCensus page: https://advisorcensus.com/firm/dba-cornerstone-investment-counsel-111375

## Quick answers

**How is DBA, Cornerstone Investment Counsel compensated?**
On its Form ADV (Item 5.E, October 2026), DBA, Cornerstone Investment Counsel reports these compensation arrangements: a percentage of assets under its management.

**Is DBA, Cornerstone Investment Counsel registered with the SEC or a state?**
DBA, Cornerstone Investment Counsel is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 111375.

**How much does DBA, Cornerstone Investment Counsel manage?**
DBA, Cornerstone Investment Counsel reports $5,063,632 in regulatory assets under management in its Form ADV filing dated June 27, 2026 (100% discretionary).

**What types of clients does DBA, Cornerstone Investment Counsel serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (5).

**Does DBA, Cornerstone Investment Counsel report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111375

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,063,632
- Discretionary: $5,063,632
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $2,267,111 |
| High net worth individuals | 5 | $2,796,521 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DBA, Cornerstone Investment Counsel (CRD 111375): Form ADV filing data as of October 2026.