# DB Advisory America, Limited(ltd)

> DB Advisory America, Limited(ltd) is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 313938
- Filed as: DB ADVISORY AMERICA, LIMITED(LTD)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313938
- AdvisorCensus page: https://advisorcensus.com/firm/db-advisory-america-limited-ltd-new-york-ny-313938

## Quick answers

**How is DB Advisory America, Limited(ltd) compensated?**
On its Form ADV (Item 5.E, October 2026), DB Advisory America, Limited(ltd) reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is DB Advisory America, Limited(ltd) located?**
DB Advisory America, Limited(ltd)'s principal office is in New York, NY, according to its Form ADV.

**Is DB Advisory America, Limited(ltd) registered with the SEC or a state?**
DB Advisory America, Limited(ltd) is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313938.

**How much does DB Advisory America, Limited(ltd) manage?**
DB Advisory America, Limited(ltd) reports $1,300,000,000 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (0% discretionary).

**How have DB Advisory America, Limited(ltd)'s assets and staff changed since 2021?**
In the Form ADV data for DB Advisory America, Limited(ltd): Regulatory assets under management: $0 in the October 2021 data and $1,300,000,000 in the October 2026 data. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DB Advisory America, Limited(ltd) serve?**
By number of clients on Form ADV Item 5.D: insurance companies (3).

**Which custodians does DB Advisory America, Limited(ltd) use?**
DB Advisory America, Limited(ltd)'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of Hawaii as a custodian holding 10% or more of its separately managed account assets.

**Does DB Advisory America, Limited(ltd) report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313938

**Does DB Advisory America, Limited(ltd) state an account minimum?**
Its Form ADV Part 2A brochure dated January 26, 2026 says: "There is no minimum account size."

**What changed in DB Advisory America, Limited(ltd)'s recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $1,092,800,000 to $1,300,000,000 (+19%). Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 26, 2026)

- Account minimum: None

> There is no minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Bank of Hawaii

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,300,000,000
- Discretionary: $0
- Non-discretionary: $1,300,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Insurance companies | 3 | $1,300,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, HI, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 1 | May 28, 2021 |
| October 2022 | $641,000,000 | 1 | March 8, 2022 |
| October 2023 | $882,000,000 | 1 | February 10, 2023 |
| October 2024 | $1,195,000,000 | 3 | February 15, 2024 |
| October 2025 | $1,092,800,000 | 3 | March 26, 2025 |
| October 2026 | $1,300,000,000 | 2 | January 29, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $1,300,000,000 in the October 2026 data.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $1,092,800,000 to $1,300,000,000 (+19%).
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DB Advisory America, Limited(ltd) (CRD 313938): Form ADV filing data as of October 2026.