# Davis Financial Management, Inc.

> Davis Financial Management, Inc. is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 143410
- Filed as: DAVIS FINANCIAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143410
- AdvisorCensus page: https://advisorcensus.com/firm/davis-financial-management-inc-overland-park-ks-143410

## Quick answers

**How is Davis Financial Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Davis Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Davis Financial Management, Inc. located?**
Davis Financial Management, Inc.'s principal office is in Overland Park, KS, according to its Form ADV.

**Is Davis Financial Management, Inc. registered with the SEC or a state?**
Davis Financial Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 143410.

**How much does Davis Financial Management, Inc. manage?**
Davis Financial Management, Inc. reports $144,649,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary).

**How have Davis Financial Management, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Davis Financial Management, Inc.: Regulatory assets under management: $109,806,000 in the October 2024 data and $144,649,000 in the October 2026 data, up 32%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Davis Financial Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (51); pension and profit sharing plans (but not the plan participants or government pension plans) (22); individuals (other than high net worth individuals) (5).

**Which custodians does Davis Financial Management, Inc. use?**
Davis Financial Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Matrix Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Davis Financial Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143410

**What changed in Davis Financial Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $125,562,000 to $144,649,000 (+15%). Registered or notice-filed in HI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Matrix Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,649,000
- Discretionary: $0
- Non-discretionary: $144,649,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $1,620,000 |
| High net worth individuals | 51 | $91,462,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $51,567,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: HI, KS, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- davisfinancialmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $109,806,000 | 1 | March 20, 2024 |
| October 2025 | $125,562,000 | 1 | February 12, 2025 |
| October 2026 | $144,649,000 | 1 | March 26, 2026 |

Regulatory assets under management: $109,806,000 in the October 2024 data and $144,649,000 in the October 2026 data, up 32%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $125,562,000 to $144,649,000 (+15%).
- Registered or notice-filed in HI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Davis Financial Management, Inc. (CRD 143410): Form ADV filing data as of October 2026.