# Davies Wealth Management LLC

> Davies Wealth Management LLC is a state-registered investment advisory firm in Stuart, FL, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 151098
- Filed as: DAVIES WEALTH MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Stuart, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/151098
- AdvisorCensus page: https://advisorcensus.com/firm/davies-wealth-management-llc-stuart-fl-151098

## Quick answers

**How is Davies Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Davies Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Davies Wealth Management LLC located?**
Davies Wealth Management LLC's principal office is in Stuart, FL, according to its Form ADV.

**Is Davies Wealth Management LLC registered with the SEC or a state?**
Davies Wealth Management LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 151098.

**How much does Davies Wealth Management LLC manage?**
Davies Wealth Management LLC reports $18,412,500 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Davies Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (20); corporations or other businesses not listed above (2).

**Does Davies Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/151098

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $18,412,500
- Discretionary: $18,412,500
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $2,150,000 |
| High net worth individuals | 20 | $16,250,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 2 | $12,500 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2009 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tdwealth.net
- Facebook @DAVIESWEALTHMANAGEMENT
- Instagram @tdwealthnet
- LinkedIn @DAVIES-WEALTH-MANAGEMENT
- X @TDWEALTHNET
- YouTube @TdwealthNetWealthManagement

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Davies Wealth Management LLC (CRD 151098): Form ADV filing data as of October 2026.