# Davie Kaplan Wealth Care Advisors, LLC

> Davie Kaplan Wealth Care Advisors, LLC is a state-registered investment advisory firm in Rochester, NY, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 140436
- Filed as: DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rochester, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/140436
- AdvisorCensus page: https://advisorcensus.com/firm/davie-kaplan-wealth-care-advisors-llc-rochester-ny-140436

## Quick answers

**How is Davie Kaplan Wealth Care Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Davie Kaplan Wealth Care Advisors, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Davie Kaplan Wealth Care Advisors, LLC located?**
Davie Kaplan Wealth Care Advisors, LLC's principal office is in Rochester, NY, according to its Form ADV.

**Is Davie Kaplan Wealth Care Advisors, LLC registered with the SEC or a state?**
Davie Kaplan Wealth Care Advisors, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 140436.

**Does Davie Kaplan Wealth Care Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140436

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 16 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- daviekaplan.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Davie Kaplan Wealth Care Advisors, LLC (CRD 140436): Form ADV filing data as of October 2026.