# David Ettl Financial

> David Ettl Financial is a state-registered investment advisory firm, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 158127
- Filed as: DAVID ETTL FINANCIAL
- Legal name: David John Ettl
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158127
- AdvisorCensus page: https://advisorcensus.com/firm/david-ettl-financial-158127

## Quick answers

**How is David Ettl Financial compensated?**
On its Form ADV (Item 5.E, October 2026), David Ettl Financial reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is David Ettl Financial registered with the SEC or a state?**
David Ettl Financial is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 158127.

**How much does David Ettl Financial manage?**
David Ettl Financial reports $25,303,845 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (0% discretionary).

**What types of clients does David Ettl Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does David Ettl Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158127

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $25,303,845
- Discretionary: $0
- Non-discretionary: $25,303,845

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $12,335,633 |
| High net worth individuals | 10 | $3,990,219 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $8,977,993 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. David Ettl Financial (CRD 158127): Form ADV filing data as of October 2026.