# David B. Brandolph, J.D., CFP

> David B. Brandolph, J.D., CFP is a state-registered investment advisory firm, registered since 1993, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 113956
- Filed as: DAVID B. BRANDOLPH, J.D., CFP
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Virginia
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113956
- AdvisorCensus page: https://advisorcensus.com/firm/david-b-brandolph-j-d-cfp-113956

## Quick answers

**How is David B. Brandolph, J.D., CFP compensated?**
On its Form ADV (Item 5.E, October 2026), David B. Brandolph, J.D., CFP reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is David B. Brandolph, J.D., CFP registered with the SEC or a state?**
David B. Brandolph, J.D., CFP is a state-registered investment advisory firm, registered since 1993. Status as filed: APPROVED. CRD 113956.

**How much does David B. Brandolph, J.D., CFP manage?**
David B. Brandolph, J.D., CFP reports $2,019,897 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (70% discretionary).

**Does David B. Brandolph, J.D., CFP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113956

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $2,019,897
- Discretionary: $1,416,083
- Non-discretionary: $603,814

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | Fewer than 5 | $2,019,897 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1993 (32 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. David B. Brandolph, J.D., CFP (CRD 113956): Form ADV filing data as of October 2026.