# Daus Financial Group, LLC

> Daus Financial Group, LLC is an SEC-registered investment advisory firm in Kalamazoo, MI, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 323054
- Filed as: DAUS FINANCIAL GROUP, LLC
- Legal name: Daus Financial Services, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kalamazoo, MI
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323054
- AdvisorCensus page: https://advisorcensus.com/firm/daus-financial-group-llc-kalamazoo-mi-323054

## Quick answers

**How is Daus Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Daus Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Daus Financial Group, LLC charge?**
Its Form ADV Part 2A brochure dated August 18, 2026 states: Flat fee: $1,500 to $50,000 (longer-term consulting projects or on-going support); Hourly rate: $250 to $1,000 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Daus Financial Group, LLC located?**
Daus Financial Group, LLC's principal office is in Kalamazoo, MI, according to its Form ADV.

**Is Daus Financial Group, LLC registered with the SEC or a state?**
Daus Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 323054.

**How much does Daus Financial Group, LLC manage?**
Daus Financial Group, LLC reports $270,510,000 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (0% discretionary).

**How have Daus Financial Group, LLC's assets and staff changed since 2023?**
In the Form ADV data for Daus Financial Group, LLC: Regulatory assets under management: $120,000,000 in the October 2023 data and $270,510,000 in the October 2026 data, up 125%. Total employees: 6 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Daus Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (240); high net worth individuals (87).

**Which custodians does Daus Financial Group, LLC use?**
Daus Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Daus Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323054

**Does Daus Financial Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 18, 2026 says: "There is a $100,000 minimum account size to open and maintain an advisory account."

**What changed in Daus Financial Group, LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 18, 2026)

- Account minimum: $100,000

> There is a $100,000 minimum account size to open and maintain an advisory account.

- Flat fee: $1,500 to $50,000 (longer-term consulting projects or on-going support)

> Fixed fees for longer-term consulting projects or on-going support range from $1,500 to $50,000.

- Hourly rate: $250 to $1,000 an hour (financial planning services)

> Hourly fees range from $250 - $1,000 per hour, depending on what is negotiated between DFG and the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $270,510,000
- Discretionary: $0
- Non-discretionary: $270,510,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 240 | $89,330,000 |
| High net worth individuals | 87 | $181,180,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, IN, MI, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dausfinancial.co
- Facebook facebook.com
- LinkedIn @daus-financial-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $120,000,000 | 6 | June 6, 2023 |
| October 2024 | $154,100,000 | 6 | September 16, 2024 |
| October 2025 | $211,000,000 | 6 | February 27, 2025 |
| October 2026 | $270,510,000 | 8 | August 18, 2026 |

Regulatory assets under management: $120,000,000 in the October 2023 data and $270,510,000 in the October 2026 data, up 125%.
Total employees: 6 in October 2023 and 8 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $211,000,000 to $270,510,000 (+28%).
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Daus Financial Group, LLC (CRD 323054): Form ADV filing data as of October 2026.