# Dasta Investments LLC

> Dasta Investments LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 11, 2026.

- CRD: 315589
- Filed as: DASTA INVESTMENTS LLC
- Legal name: DUB Advisors LLC
- Also doing business as: DUB ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315589
- AdvisorCensus page: https://advisorcensus.com/firm/dasta-investments-llc-new-york-ny-315589

## Quick answers

**How is Dasta Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dasta Investments LLC reports these compensation arrangements: other.

**How much does Dasta Investments LLC charge?**
Its Form ADV Part 2A brochure dated June 11, 2026 states: Subscription: $25 to $500 (access to the applicable internally managed model strategy made available…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dasta Investments LLC located?**
Dasta Investments LLC's principal office is in New York, NY, according to its Form ADV.

**Is Dasta Investments LLC registered with the SEC or a state?**
Dasta Investments LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315589.

**How much does Dasta Investments LLC manage?**
Dasta Investments LLC reports $81,786,390 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (100% discretionary).

**How have Dasta Investments LLC's assets and staff changed since 2022?**
In the Form ADV data for Dasta Investments LLC: Regulatory assets under management: $0 in the October 2022 data and $81,786,390 in the October 2026 data. Total employees: 5 in October 2022 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dasta Investments LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24,811); high net worth individuals (2,226).

**Which custodians does Dasta Investments LLC use?**
Dasta Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets.

**Does Dasta Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315589

**What changed in Dasta Investments LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $13,799,315 to $81,786,390 (+493%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 11, 2026)

- Subscription: $25 to $500 (access to the applicable internally managed model strategy made available…)

> Subscription fees generally range from $25 to $500 per subscription period and may be billed quarterly or annually in advance, depending on the dub Advisors user’s selected billing option.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Apex Clearing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $81,786,390
- Discretionary: $81,786,390
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24,811 | $61,648,665 |
| High net worth individuals | 2,226 | $20,137,725 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 8 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dubadvisors.com](https://dubadvisors.com)
- [reddit.com/user/dubinvest](https://reddit.com/user/dubinvest)
- Facebook @disclosedadvisors
- Facebook @p
- Instagram @disclosed.advisors
- YouTube @dubadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 5 | March 18, 2022 |
| October 2023 | $0 | 4 | August 25, 2023 |
| October 2024 | Not reported | 3 | July 8, 2024 |
| October 2025 | $13,799,315 | 7 | May 1, 2025 |
| October 2026 | $81,786,390 | 8 | June 11, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $81,786,390 in the October 2026 data.
Total employees: 5 in October 2022 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $13,799,315 to $81,786,390 (+493%).

### December 2025
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dasta Investments LLC (CRD 315589): Form ADV filing data as of October 2026.