# Dark Horse Wealth LLC

> Dark Horse Wealth LLC is an SEC-registered investment advisory firm in Cazenovia, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 159999
- Filed as: DARK HORSE WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cazenovia, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159999
- AdvisorCensus page: https://advisorcensus.com/firm/dark-horse-wealth-llc-cazenovia-ny-159999

## Quick answers

**How is Dark Horse Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dark Horse Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Dark Horse Wealth LLC located?**
Dark Horse Wealth LLC's principal office is in Cazenovia, NY, according to its Form ADV.

**Is Dark Horse Wealth LLC registered with the SEC or a state?**
Dark Horse Wealth LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 159999.

**How much does Dark Horse Wealth LLC manage?**
Dark Horse Wealth LLC reports $36,628,571 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Dark Horse Wealth LLC's assets and staff changed since 2025?**
In the Form ADV data for Dark Horse Wealth LLC: Regulatory assets under management: $29,375,567 in the October 2025 data and $36,628,571 in the October 2026 data, up 25%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dark Horse Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84); high net worth individuals (10); corporations or other businesses not listed above (1).

**Which custodians does Dark Horse Wealth LLC use?**
Dark Horse Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dark Horse Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159999

**Does Dark Horse Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "There is no account minimum."

**What changed in Dark Horse Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $29,375,567 to $36,628,571 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $36,628,571
- Discretionary: $36,628,571
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 84 | $21,984,357 |
| High net worth individuals | 10 | $13,516,187 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $1,128,027 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- darkhorsewealth.com
- Facebook @darkhorsewealth
- Instagram @darkhorsewealthy
- LinkedIn @BROTHERSAUSTRIAN
- X @DARKHORSEWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $29,375,567 | 1 | July 30, 2025 |
| October 2026 | $36,628,571 | 1 | March 27, 2026 |

Regulatory assets under management: $29,375,567 in the October 2025 data and $36,628,571 in the October 2026 data, up 25%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $29,375,567 to $36,628,571 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dark Horse Wealth LLC (CRD 159999): Form ADV filing data as of October 2026.