# Dana R. Norman

> Dana R. Norman is a state-registered investment advisory firm in Swansea, MA, registered since 1997, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 129377
- Filed as: DANA R. NORMAN
- Legal name: Norman, Dana R
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Swansea, MA
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/129377
- AdvisorCensus page: https://advisorcensus.com/firm/dana-r-norman-swansea-ma-129377

## Quick answers

**How is Dana R. Norman compensated?**
On its Form ADV (Item 5.E, October 2026), Dana R. Norman reports these compensation arrangements: a percentage of assets under its management.

**Where is Dana R. Norman located?**
Dana R. Norman's principal office is in Swansea, MA, according to its Form ADV.

**Is Dana R. Norman registered with the SEC or a state?**
Dana R. Norman is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 129377.

**How much does Dana R. Norman manage?**
Dana R. Norman reports $105,793,176 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**What types of clients does Dana R. Norman serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (26).

**Does Dana R. Norman report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/129377

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $105,793,176
- Discretionary: $105,793,176
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 137 | $45,143,233 |
| High net worth individuals | 26 | $59,521,044 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $733,728 |
| Charitable organizations | Fewer than 5 | $395,171 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (29 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dana R. Norman (CRD 129377): Form ADV filing data as of October 2026.