# Dale K. Ehrhart, Inc.

> Dale K. Ehrhart, Inc. is an SEC-registered investment advisory firm in Venice, FL, registered since 1978, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 35971
- Filed as: DALE K. EHRHART, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Venice, FL
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/35971
- AdvisorCensus page: https://advisorcensus.com/firm/dale-k-ehrhart-inc-venice-fl-35971

## Quick answers

**How is Dale K. Ehrhart, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Dale K. Ehrhart, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Dale K. Ehrhart, Inc. located?**
Dale K. Ehrhart, Inc.'s principal office is in Venice, FL, according to its Form ADV.

**Is Dale K. Ehrhart, Inc. registered with the SEC or a state?**
Dale K. Ehrhart, Inc. is an SEC-registered investment advisory firm, registered since 1978. Status as filed: Approved. CRD 35971.

**How much does Dale K. Ehrhart, Inc. manage?**
Dale K. Ehrhart, Inc. reports $648,772,602 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (90% discretionary).

**How have Dale K. Ehrhart, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Dale K. Ehrhart, Inc.: Regulatory assets under management: $622,977,336 in the October 2021 data and $648,772,602 in the October 2026 data, up 4%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dale K. Ehrhart, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (92); individuals (other than high net worth individuals) (22); charitable organizations (11).

**Which custodians does Dale K. Ehrhart, Inc. use?**
Dale K. Ehrhart, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Dale K. Ehrhart, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/35971

**What changed in Dale K. Ehrhart, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $561,522,571 to $648,772,602 (+16%). Registered or notice-filed in DE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $648,772,602
- Discretionary: $582,634,817
- Non-discretionary: $66,137,785

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $6,602,673 |
| High net worth individuals | 92 | $494,640,797 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $2,477,880 |
| Charitable organizations | 11 | $47,056,670 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $97,994,582 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 1978 (48 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, GA, KS, LA, MA, MO, NY, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/35971

### Websites listed on Form ADV (Item 1.I)
- dkefamilyoffice.com
- dkeinc.com
- Facebook @DKEWealthCounsel
- LinkedIn @dke-comprehensive-wealth-counsel

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $622,977,336 | 4 | April 1, 2021 |
| October 2022 | $672,798,333 | 4 | March 15, 2022 |
| October 2023 | $605,045,565 | 4 | March 9, 2023 |
| October 2024 | $536,573,690 | 6 | June 26, 2024 |
| October 2025 | $561,522,571 | 7 | May 12, 2025 |
| October 2026 | $648,772,602 | 6 | March 29, 2026 |

Regulatory assets under management: $622,977,336 in the October 2021 data and $648,772,602 in the October 2026 data, up 4%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $561,522,571 to $648,772,602 (+16%).
- Registered or notice-filed in DE.

### March 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dale K. Ehrhart, Inc. (CRD 35971): Form ADV filing data as of October 2026.