{
  "crd_number": 297987,
  "slug": "dakota-wealth-llc-palm-beach-gardens-fl-297987",
  "primary_business_name": "DAKOTA WEALTH, LLC",
  "legal_name": "DAKOTA WEALTH, LLC",
  "dbas": [
    "DAKOTA WEALTH MANAGEMENT"
  ],
  "city": "Palm Beach Gardens",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-10-08",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-08-11",
  "carried_forward": false,
  "raum_total": 6941956964.0,
  "raum_discretionary": 6933273402.0,
  "raum_non_discretionary": 8683562.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 91,
  "advisory_employees": 61,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 51972518.0,
      "count": 12
    },
    "individuals": {
      "raum": 1931139554.0,
      "count": 2441
    },
    "pension_profit_sharing": {
      "raum": 297025074.0,
      "count": 14
    },
    "high_net_worth_individuals": {
      "raum": 4657632716.0,
      "count": 1287
    },
    "pooled_investment_vehicles": {
      "raum": 465000.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 3722102.0,
      "count": 9
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "IA",
    "IL",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "VA",
    "VT",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://dakotawm.com",
    "https://linkedin.com/company/dakota-wealth-management",
    "https://twitter.com/DakotaWealth",
    "https://youtube.com/@dakotawealthmanagement"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297987",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "PALM BEACH GARDENS",
  "url": "https://advisorcensus.com/firm/dakota-wealth-llc-palm-beach-gardens-fl-297987",
  "display_name": "Dakota Wealth, LLC",
  "summary": "Dakota Wealth, LLC is an SEC-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2018, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 11, 2026.",
  "citation": "AdvisorCensus. Dakota Wealth, LLC (CRD 297987): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Dakota Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dakota Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Dakota Wealth, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Flat fee: $5,000 to $25,000 (stand-alone financial planning services); Flat fee: $1,000 to $15,000 (investment consulting engagements that fall outside the Advisor’s…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Dakota Wealth, LLC located?",
      "a": "Dakota Wealth, LLC's principal office is in Palm Beach Gardens, FL, according to its Form ADV; the September 2026 filing also lists 16 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Dakota Wealth, LLC registered with the SEC or a state?",
      "a": "Dakota Wealth, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297987."
    },
    {
      "q": "How much does Dakota Wealth, LLC manage?",
      "a": "Dakota Wealth, LLC reports $6,941,956,964 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary)."
    },
    {
      "q": "How have Dakota Wealth, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dakota Wealth, LLC: Regulatory assets under management: $1,785,030,984 in the October 2021 data and $6,941,956,964 in the October 2026 data, up 289%. Total employees: 42 in October 2021 and 91 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dakota Wealth, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,441); high net worth individuals (1,287); pension and profit sharing plans (but not the plan participants or government pension plans) (14)."
    },
    {
      "q": "Which custodians does Dakota Wealth, LLC use?",
      "a": "Dakota Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dakota Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297987"
    },
    {
      "q": "Does Dakota Wealth, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Dakota Wealth Management generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Dakota Wealth, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 50 to 61. Changed its office addresses in Mechanicsburg, PA. Changed its office addresses in Newton, MA. Changed its office addresses in Sartell, MN. Added an office in Philadelphia, PA. Added an office in Portsmouth, NH. Added an office in Reading, PA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1785030984.0,
      "total_employees": 42,
      "filing_date": "2021-10-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1950933900.0,
      "total_employees": 56,
      "filing_date": "2022-09-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2548153882.0,
      "total_employees": 57,
      "filing_date": "2023-07-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 6122964202.0,
      "total_employees": 84,
      "filing_date": "2024-09-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 6335261507.0,
      "total_employees": 78,
      "filing_date": "2025-06-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 6941956964.0,
      "total_employees": 91,
      "filing_date": "2026-08-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 50 to 61.",
        "Changed its office addresses in Mechanicsburg, PA.",
        "Changed its office addresses in Newton, MA.",
        "Changed its office addresses in Sartell, MN.",
        "Added an office in Philadelphia, PA.",
        "Added an office in Portsmouth, NH.",
        "Added an office in Reading, PA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Added an office in Lewes, DE.",
        "Registered or notice-filed in DE."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $5,000 to $25,000 (stand-alone financial planning services)",
      "Flat fee: $1,000 to $15,000 (investment consulting engagements that fall outside the Advisor’s…)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Dakota Wealth Management generally does not impose a minimum relationship size."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 to $25,000 (stand-alone financial planning services)"
        ],
        "quotes": [
          "Dakota Wealth Management offers stand-alone financial planning services for a fixed fee, typically ranging from $5,000 to $25,000 per engagement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $15,000 (investment consulting engagements that fall outside the Advisor’s…)"
        ],
        "quotes": [
          "For investment consulting engagements that fall outside the Advisor’s investment management services, the Advisor will charge a fixed fee ranging from $1,000 to $15,000"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 5000.0,
          "max": 25000.0,
          "period": "one_time",
          "service": "stand-alone financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 15000.0,
          "period": "one_time",
          "service": "investment consulting engagements that fall outside the Advisor’s investment management services"
        }
      ]
    },
    "quotes": [
      "Dakota Wealth Management generally does not impose a minimum relationship size.",
      "Dakota Wealth Management offers stand-alone financial planning services for a fixed fee, typically ranging from $5,000 to $25,000 per engagement.",
      "For investment consulting engagements that fall outside the Advisor’s investment management services, the Advisor will charge a fixed fee ranging from $1,000 to $15,000"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dakota-wealth-llc-palm-beach-gardens-fl-297987.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2441,
      "fewer_than_5": false,
      "raum": 1931139554.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1287,
      "fewer_than_5": false,
      "raum": 4657632716.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 465000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 297025074.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 12,
      "fewer_than_5": false,
      "raum": 51972518.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 9,
      "fewer_than_5": false,
      "raum": 3722102.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297987",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}