# Daiwa Capital Management Silicon Valley Inc.

> Daiwa Capital Management Silicon Valley Inc. is an SEC-registered investment advisory firm in Palo Alto, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 307581
- Filed as: DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palo Alto, CA
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307581
- AdvisorCensus page: https://advisorcensus.com/firm/daiwa-capital-management-silicon-valley-inc-palo-alto-ca-307581

## Quick answers

**How is Daiwa Capital Management Silicon Valley Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Daiwa Capital Management Silicon Valley Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Daiwa Capital Management Silicon Valley Inc. located?**
Daiwa Capital Management Silicon Valley Inc.'s principal office is in Palo Alto, CA, according to its Form ADV.

**Is Daiwa Capital Management Silicon Valley Inc. registered with the SEC or a state?**
Daiwa Capital Management Silicon Valley Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 307581.

**How much does Daiwa Capital Management Silicon Valley Inc. manage?**
Daiwa Capital Management Silicon Valley Inc. reports $376,374,382 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary).

**How have Daiwa Capital Management Silicon Valley Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Daiwa Capital Management Silicon Valley Inc.: Regulatory assets under management: $280,652,947 in the October 2024 data and $376,374,382 in the October 2026 data, up 34%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Daiwa Capital Management Silicon Valley Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Daiwa Capital Management Silicon Valley Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307581

**What changed in Daiwa Capital Management Silicon Valley Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $292,005,082 to $376,374,382 (+29%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $376,374,382
- Discretionary: $376,374,382
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $376,374,382 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | August 9, 2021 |
| October 2022 | Not reported | Not reported | June 2, 2022 |
| October 2024 | $280,652,947 | 2 | June 25, 2024 |
| October 2025 | $292,005,082 | 3 | June 30, 2025 |
| October 2026 | $376,374,382 | 2 | June 29, 2026 |

Regulatory assets under management: $280,652,947 in the October 2024 data and $376,374,382 in the October 2026 data, up 34%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $292,005,082 to $376,374,382 (+29%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Daiwa Capital Management Silicon Valley Inc. (CRD 307581): Form ADV filing data as of October 2026.