{
  "crd_number": 138938,
  "slug": "dai-wealth-llc-atlanta-ga-138938",
  "primary_business_name": "DAI WEALTH, LLC",
  "legal_name": "DAI WEALTH, LLC",
  "dbas": [
    "CREATIVE FINANCIAL STRATEGIES LLC",
    "DISCIPLINE ADVISORS",
    "GOOD COUNSEL WEALTH MANAGEMENT LLC",
    "JOHN GALT WEALTH SOLUTIONS",
    "MERIT INVESTMENT SERVICES",
    "PARAGON WEALTH COUNSELORS",
    "RVP II CONSULTING",
    "SOURCENET INVESTMENT SERVICES LLC",
    "WAYPOINT WEALTH STRATEGIES",
    "WESTERN PORTFOLIO PARTNERS"
  ],
  "city": "Atlanta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-02-24",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 329951743.0,
  "raum_discretionary": 321904048.0,
  "raum_non_discretionary": 8047695.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 40,
  "advisory_employees": 40,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 11337837.0,
      "count": 8
    },
    "individuals": {
      "raum": 94216853.0,
      "count": 823
    },
    "banking_thrift": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 11237441.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 10658399.0,
      "count": 26
    },
    "other_investment_advisers": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 198386528.0,
      "count": 643
    },
    "corporations_other_businesses": {
      "raum": 4114685.0,
      "count": 36
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://cfsplanners.net",
    "https://daiwealth.com",
    "https://disciplineadvisors.com",
    "https://goodcounselwealth.com",
    "https://johngaltwealth.com",
    "https://linkedin.com/company/dai-securities-llc",
    "https://paragonwc.com",
    "https://rvpiiconsulting.com",
    "https://sourcenetinvestmentservices.com",
    "https://westernportfoliopartners.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138938",
  "city_as_filed": "ATLANTA",
  "url": "https://advisorcensus.com/firm/dai-wealth-llc-atlanta-ga-138938",
  "display_name": "DAI Wealth, LLC",
  "summary": "DAI Wealth, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. DAI Wealth, LLC (CRD 138938): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is DAI Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), DAI Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does DAI Wealth, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states); Hourly rate: $50 to $750 an hour (Financial Planning and Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is DAI Wealth, LLC located?",
      "a": "DAI Wealth, LLC's principal office is in Atlanta, GA, according to its Form ADV; the April 2026 filing also lists 9 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is DAI Wealth, LLC registered with the SEC or a state?",
      "a": "DAI Wealth, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 138938."
    },
    {
      "q": "How much does DAI Wealth, LLC manage?",
      "a": "DAI Wealth, LLC reports $329,951,743 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (98% discretionary)."
    },
    {
      "q": "How have DAI Wealth, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for DAI Wealth, LLC: Regulatory assets under management: $108,419,650 in the October 2021 data and $329,951,743 in the October 2026 data, up 204%. Total employees: 13 in October 2021 and 40 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does DAI Wealth, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (823); high net worth individuals (643); corporations or other businesses not listed above (36)."
    },
    {
      "q": "Which custodians does DAI Wealth, LLC use?",
      "a": "DAI Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does DAI Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138938"
    },
    {
      "q": "Does DAI Wealth, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"The firm has no minimum account size.\""
    },
    {
      "q": "What changed in DAI Wealth, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added the business name Paragon Wealth Counselors. Added the business name Merit Investment Services. Employees performing advisory functions went from 32 to 40. Regulatory assets under management went from $267,417,235 to $329,951,743 (+23%). Added an office in Atlanta, GA. Added an office in Helena, MT. Added an office in McDonough, GA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 108419650.0,
      "total_employees": 13,
      "filing_date": "2021-09-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 104484781.0,
      "total_employees": 14,
      "filing_date": "2022-06-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 107952574.0,
      "total_employees": 23,
      "filing_date": "2023-09-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 152547774.0,
      "total_employees": 28,
      "filing_date": "2024-03-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 267417235.0,
      "total_employees": 32,
      "filing_date": "2025-07-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 329951743.0,
      "total_employees": 40,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Paragon Wealth Counselors.",
        "Added the business name Merit Investment Services.",
        "Employees performing advisory functions went from 32 to 40.",
        "Regulatory assets under management went from $267,417,235 to $329,951,743 (+23%).",
        "Added an office in Atlanta, GA.",
        "Added an office in Helena, MT.",
        "Added an office in McDonough, GA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2.5% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $50 to $750 an hour (Financial Planning and Consulting Services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The Account Fee (excluding transaction/trading costs and miscellaneous fees) may not exceed 2.50% per year of the value of the portfolio at the time the fee is calculated."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The firm has no minimum account size."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $50 to $750 an hour (Financial Planning and Consulting Services)"
        ],
        "quotes": [
          "Financial Planning and Consulting fees may be a flat fee or an hourly fee between $50 and $ 750 per hour as agreed upon by the client, subject to a one-hour minimum charge"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.5,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 50.0,
          "max": 750.0,
          "period": "hour",
          "service": "Financial Planning and Consulting Services"
        }
      ]
    },
    "quotes": [
      "The Account Fee (excluding transaction/trading costs and miscellaneous fees) may not exceed 2.50% per year of the value of the portfolio at the time the fee is calculated.",
      "The firm has no minimum account size.",
      "Financial Planning and Consulting fees may be a flat fee or an hourly fee between $50 and $ 750 per hour as agreed upon by the client, subject to a one-hour minimum charge"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dai-wealth-llc-atlanta-ga-138938.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 823,
      "fewer_than_5": false,
      "raum": 94216853.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 643,
      "fewer_than_5": false,
      "raum": 198386528.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 10658399.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 8,
      "fewer_than_5": false,
      "raum": 11337837.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 11237441.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 36,
      "fewer_than_5": false,
      "raum": 4114685.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138938",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}