# DA Wealth Advisors

> DA Wealth Advisors is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 331530
- Filed as: DA WEALTH ADVISORS
- Legal name: DA Wealth Advisors LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Illinois
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331530
- AdvisorCensus page: https://advisorcensus.com/firm/da-wealth-advisors-331530

## Quick answers

**How is DA Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), DA Wealth Advisors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is DA Wealth Advisors registered with the SEC or a state?**
DA Wealth Advisors is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331530.

**How much does DA Wealth Advisors manage?**
DA Wealth Advisors reports $8,650,000 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**How have DA Wealth Advisors' assets and staff changed since 2024?**
In the Form ADV data for DA Wealth Advisors: Regulatory assets under management: $0 in the October 2024 data and $8,650,000 in the October 2026 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DA Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); individuals (other than high net worth individuals) (2).

**Does DA Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331530

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $8,650,000
- Discretionary: $8,650,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $650,000 |
| High net worth individuals | 12 | $8,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | June 6, 2024 |
| October 2026 | $8,650,000 | 1 | February 26, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $8,650,000 in the October 2026 data.
Total employees: 1 in October 2024 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DA Wealth Advisors (CRD 331530): Form ADV filing data as of October 2026.