# D'Orazio Wealth Advisors

> D'Orazio Wealth Advisors is an SEC-registered investment advisory firm in Vienna, VA, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 131976
- Filed as: D'ORAZIO WEALTH ADVISORS
- Legal name: D'Orazio & Associates, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Vienna, VA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131976
- AdvisorCensus page: https://advisorcensus.com/firm/d-orazio-wealth-advisors-vienna-va-131976

## Quick answers

**How is D'Orazio Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), D'Orazio Wealth Advisors reports these compensation arrangements: fixed fees (other than subscription fees); other.

**Where is D'Orazio Wealth Advisors located?**
D'Orazio Wealth Advisors' principal office is in Vienna, VA, according to its Form ADV.

**Is D'Orazio Wealth Advisors registered with the SEC or a state?**
D'Orazio Wealth Advisors is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 131976.

**How much does D'Orazio Wealth Advisors manage?**
D'Orazio Wealth Advisors reports $1,442,740,447 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have D'Orazio Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for D'Orazio Wealth Advisors: Regulatory assets under management: $1,139,492,848 in the October 2021 data and $1,442,740,447 in the October 2026 data, up 27%. Total employees: 5 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does D'Orazio Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (227); individuals (other than high net worth individuals) (64).

**Which custodians does D'Orazio Wealth Advisors use?**
D'Orazio Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does D'Orazio Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131976

**Does D'Orazio Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "D’Orazio Wealth Advisors’ clients generally include individuals, high net worth individuals, trusts, and estates. D’Orazio Wealth Advisors generally requires initial minimum account assets of $100,000 under advisement"

**What changed in D'Orazio Wealth Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $100,000

> D’Orazio Wealth Advisors’ clients generally include individuals, high net worth individuals, trusts, and estates. D’Orazio Wealth Advisors generally requires initial minimum account assets of $100,000 under advisement

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,442,740,447
- Discretionary: $1,440,424,157
- Non-discretionary: $2,316,290

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $25,294,944 |
| High net worth individuals | 227 | $1,417,445,503 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (21 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, DC, FL, MA, MD, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dorazioadvisors.com
- LinkedIn @D'ORAZIO&ASSOCIATESINC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,139,492,848 | 5 | July 16, 2021 |
| October 2022 | $1,195,422,086 | 8 | March 30, 2022 |
| October 2023 | $1,015,149,591 | 9 | March 2, 2023 |
| October 2024 | $1,190,037,040 | 9 | March 27, 2024 |
| October 2025 | $1,322,181,149 | 10 | March 14, 2025 |
| October 2026 | $1,442,740,447 | 11 | March 31, 2026 |

Regulatory assets under management: $1,139,492,848 in the October 2021 data and $1,442,740,447 in the October 2026 data, up 27%.
Total employees: 5 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. D'Orazio Wealth Advisors (CRD 131976): Form ADV filing data as of October 2026.