{ "crd_number": 131976, "slug": "d-orazio-wealth-advisors-vienna-va-131976", "primary_business_name": "D'ORAZIO WEALTH ADVISORS", "legal_name": "D'ORAZIO & ASSOCIATES, INC.", "dbas": [], "city": "Vienna", "state": "VA", "country": "United States", "cbsa_code": "47900", "metro": { "cbsa_code": "47900", "common_name": "Washington", "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV", "path": "/advisors/dc/washington" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2004-12-08", "years_registered": 21, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1442740447.0, "raum_discretionary": 1440424157.0, "raum_non_discretionary": 2316290.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 11, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 25294944.0, "count": 64 }, "high_net_worth_individuals": { "raum": 1417445503.0, "count": 227 } }, "compensation_types": [ "fixed", "other" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "DC", "FL", "MA", "MD", "NJ", "NY", "PA", "SC", "TX", "VA" ], "websites": [ "https://dorazioadvisors.com", "https://linkedin.com/COMPANY/D%27ORAZIO&ASSOCIATESINC" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131976", "city_as_filed": "VIENNA", "url": "https://advisorcensus.com/firm/d-orazio-wealth-advisors-vienna-va-131976", "display_name": "D'Orazio Wealth Advisors", "summary": "D'Orazio Wealth Advisors is an SEC-registered investment advisory firm in Vienna, VA, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. D'Orazio Wealth Advisors (CRD 131976): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is D'Orazio Wealth Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), D'Orazio Wealth Advisors reports these compensation arrangements: fixed fees (other than subscription fees); other." }, { "q": "Where is D'Orazio Wealth Advisors located?", "a": "D'Orazio Wealth Advisors' principal office is in Vienna, VA, according to its Form ADV." }, { "q": "Is D'Orazio Wealth Advisors registered with the SEC or a state?", "a": "D'Orazio Wealth Advisors is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 131976." }, { "q": "How much does D'Orazio Wealth Advisors manage?", "a": "D'Orazio Wealth Advisors reports $1,442,740,447 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have D'Orazio Wealth Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for D'Orazio Wealth Advisors: Regulatory assets under management: $1,139,492,848 in the October 2021 data and $1,442,740,447 in the October 2026 data, up 27%. Total employees: 5 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does D'Orazio Wealth Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (227); individuals (other than high net worth individuals) (64)." }, { "q": "Which custodians does D'Orazio Wealth Advisors use?", "a": "D'Orazio Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does D'Orazio Wealth Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131976" }, { "q": "Does D'Orazio Wealth Advisors state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"D’Orazio Wealth Advisors’ clients generally include individuals, high net worth individuals, trusts, and estates. D’Orazio Wealth Advisors generally requires initial minimum account assets of $100,000 under advisement\"" }, { "q": "What changed in D'Orazio Wealth Advisors' recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 7." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1139492848.0, "total_employees": 5, "filing_date": "2021-07-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1195422086.0, "total_employees": 8, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1015149591.0, "total_employees": 9, "filing_date": "2023-03-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1190037040.0, "total_employees": 9, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1322181149.0, "total_employees": 10, "filing_date": "2025-03-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1442740447.0, "total_employees": 11, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 6 to 7." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$100,000", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $100,000" ], "quotes": [ "D’Orazio Wealth Advisors’ clients generally include individuals, high net worth individuals, trusts, and estates. D’Orazio Wealth Advisors generally requires initial minimum account assets of $100,000 under advisement" ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 100000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "D’Orazio Wealth Advisors’ clients generally include individuals, high net worth individuals, trusts, and estates. D’Orazio Wealth Advisors generally requires initial minimum account assets of $100,000 under advisement" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/d-orazio-wealth-advisors-vienna-va-131976.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 64, "fewer_than_5": false, "raum": 25294944.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 227, "fewer_than_5": false, "raum": 1417445503.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131976", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }