# D.M. Wealth Management, Inc.

> D.M. Wealth Management, Inc. is a state-registered investment advisory firm in Norman, OK, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 128194
- Filed as: D.M. WEALTH MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Norman, OK
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128194
- AdvisorCensus page: https://advisorcensus.com/firm/d-m-wealth-management-inc-norman-ok-128194

## Quick answers

**How is D.M. Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), D.M. Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is D.M. Wealth Management, Inc. located?**
D.M. Wealth Management, Inc.'s principal office is in Norman, OK, according to its Form ADV.

**Is D.M. Wealth Management, Inc. registered with the SEC or a state?**
D.M. Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128194.

**How much does D.M. Wealth Management, Inc. manage?**
D.M. Wealth Management, Inc. reports $47,000,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does D.M. Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (195).

**Does D.M. Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128194

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $47,000,000
- Discretionary: $47,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 195 | $47,000,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (23 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dmwealth.com
- Facebook @DM-WEALTH-MANAGEMENT-INC-165516474401
- X @DMWEALTH

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. D.M. Wealth Management, Inc. (CRD 128194): Form ADV filing data as of October 2026.