{ "crd_number": 116324, "slug": "d-h-hill-advisors-inc-kingwood-tx-116324", "primary_business_name": "D.H. HILL ADVISORS, INC.", "legal_name": "D.H. HILL ADVISORS, INC.", "dbas": [ "DBA D.H. HILL WEALTH MANAGEMENT" ], "city": "Kingwood", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-05-02", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-08-04", "carried_forward": false, "raum_total": 226395564.0, "raum_discretionary": 197840595.0, "raum_non_discretionary": 28554969.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 19, "advisory_employees": 17, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 25490975.0, "count": 22, "description": "401(K)" }, "individuals": { "raum": 130676044.0, "count": 891 }, "high_net_worth_individuals": { "raum": 70228545.0, "count": 25 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 6, "states_registered": [ "AZ", "CA", "CO", "DE", "FL", "GA", "IA", "IL", "KS", "LA", "MA", "MI", "MO", "NC", "ND", "NE", "NJ", "NM", "NY", "OH", "OK", "OR", "RI", "SC", "SD", "TN", "TX", "VA", "WA" ], "websites": [ "https://dhhill.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116324", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "KINGWOOD", "url": "https://advisorcensus.com/firm/d-h-hill-advisors-inc-kingwood-tx-116324", "display_name": "D.H. Hill Advisors, Inc.", "summary": "D.H. Hill Advisors, Inc. is an SEC-registered investment advisory firm in Kingwood, TX, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.", "citation": "AdvisorCensus. D.H. Hill Advisors, Inc. (CRD 116324): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is D.H. Hill Advisors, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), D.H. Hill Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is D.H. Hill Advisors, Inc. located?", "a": "D.H. Hill Advisors, Inc.'s principal office is in Kingwood, TX, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is D.H. Hill Advisors, Inc. registered with the SEC or a state?", "a": "D.H. Hill Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 116324." }, { "q": "How much does D.H. Hill Advisors, Inc. manage?", "a": "D.H. Hill Advisors, Inc. reports $226,395,564 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (87% discretionary)." }, { "q": "How have D.H. Hill Advisors, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for D.H. Hill Advisors, Inc.: Regulatory assets under management: $186,132,331 in the October 2021 data and $226,395,564 in the October 2026 data, up 22%. Total employees: 26 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does D.H. Hill Advisors, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (891); high net worth individuals (25); other (22)." }, { "q": "Which custodians does D.H. Hill Advisors, Inc. use?", "a": "D.H. Hill Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does D.H. Hill Advisors, Inc. report any disciplinary disclosures?", "a": "Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116324" }, { "q": "What changed in D.H. Hill Advisors, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 19 to 17. Regulatory assets under management went from $196,852,282 to $226,395,564 (+15%). No longer lists an office in Springfield, OR. Registered or notice-filed in ND, SD." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 186132331.0, "total_employees": 26, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 214249379.0, "total_employees": 25, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 186560362.0, "total_employees": 22, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 173468102.0, "total_employees": 21, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 196852282.0, "total_employees": 21, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 226395564.0, "total_employees": 19, "filing_date": "2026-08-04" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 19 to 17.", "Regulatory assets under management went from $196,852,282 to $226,395,564 (+15%).", "No longer lists an office in Springfield, OR.", "Registered or notice-filed in ND, SD." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/d-h-hill-advisors-inc-kingwood-tx-116324.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 891, "fewer_than_5": false, "raum": 130676044.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 25, "fewer_than_5": false, "raum": 70228545.0 }, { "type": "other", "label": "Other", "count": 22, "fewer_than_5": false, "raum": 25490975.0 } ], "disclosure_line": "Reports 6 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116324", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }