# D C Voss & Company, LLC

> D C Voss & Company, LLC is an SEC-registered investment advisory firm, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 7, 2026.

- CRD: 123392
- Filed as: D C VOSS & COMPANY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123392
- AdvisorCensus page: https://advisorcensus.com/firm/d-c-voss-and-company-llc-123392

## Quick answers

**How is D C Voss & Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), D C Voss & Company, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does D C Voss & Company, LLC charge?**
Its Form ADV Part 2A brochure dated March 7, 2026 states: Up to $500,000: 0.8% a year; $500,000 to $1,000,000: 0.6% a year; $1,000,000 to $3,000,000: 0.5% a year; $3,000,000 to $5,000,000: 0.35% a year; $5,000,000 to $10,000,000: 0.2% a year; Above $10,000,000: 0.15% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is D C Voss & Company, LLC registered with the SEC or a state?**
D C Voss & Company, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 123392.

**How much does D C Voss & Company, LLC manage?**
D C Voss & Company, LLC reports $232,930,585 in regulatory assets under management in its Form ADV filing dated March 7, 2026 (5% discretionary).

**How have D C Voss & Company, LLC's assets and staff changed since 2021?**
In the Form ADV data for D C Voss & Company, LLC: Regulatory assets under management: $139,713,156 in the October 2021 data and $232,930,585 in the October 2026 data, up 67%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does D C Voss & Company, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (17); corporations or other businesses not listed above (2).

**Which custodians does D C Voss & Company, LLC use?**
D C Voss & Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does D C Voss & Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123392

**What changed in D C Voss & Company, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $205,480,907 to $232,930,585 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 7, 2026)

- Up to $500,000: 0.8% a year
- $500,000 to $1,000,000: 0.6% a year
- $1,000,000 to $3,000,000: 0.5% a year
- $3,000,000 to $5,000,000: 0.35% a year
- $5,000,000 to $10,000,000: 0.2% a year
- Above $10,000,000: 0.15% a year

> Our standard fee arrangement is a percentage of assets under management and advisement with a minimum quarterly fee of $1,000. Our fee schedule is below.

> First $500,000 0.80% Next $500,000 0.60% Next $2,000,000 0.50% Next $2,000,000 0.35% Next $5,000,000 0.20% Thereafter 0.15%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $232,930,585
- Discretionary: $10,640,621
- Non-discretionary: $222,289,964

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $11,832,877 |
| High net worth individuals | 40 | $219,857,003 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 2 | $1,240,705 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $139,713,156 | 1 | June 29, 2021 |
| October 2022 | $163,287,709 | 1 | March 11, 2022 |
| October 2023 | $168,844,063 | 1 | March 15, 2023 |
| October 2024 | $188,245,695 | 1 | March 12, 2024 |
| October 2025 | $205,480,907 | 1 | March 2, 2025 |
| October 2026 | $232,930,585 | 1 | March 7, 2026 |

Regulatory assets under management: $139,713,156 in the October 2021 data and $232,930,585 in the October 2026 data, up 67%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $205,480,907 to $232,930,585 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. D C Voss & Company, LLC (CRD 123392): Form ADV filing data as of October 2026.