# D/B/A Financial Awareness Institute

> D/B/A Financial Awareness Institute is a state-registered investment advisory firm in Sharon, WI, registered since 1998, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 122763
- Filed as: D/B/A FINANCIAL AWARENESS INSTITUTE
- Legal name: Financial Awareness, Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sharon, WI
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/122763
- AdvisorCensus page: https://advisorcensus.com/firm/d-b-a-financial-awareness-institute-sharon-wi-122763

## Quick answers

**How is D/B/A Financial Awareness Institute compensated?**
On its Form ADV (Item 5.E, October 2026), D/B/A Financial Awareness Institute reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is D/B/A Financial Awareness Institute located?**
D/B/A Financial Awareness Institute's principal office is in Sharon, WI, according to its Form ADV.

**Is D/B/A Financial Awareness Institute registered with the SEC or a state?**
D/B/A Financial Awareness Institute is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 122763.

**How much does D/B/A Financial Awareness Institute manage?**
D/B/A Financial Awareness Institute reports $15,000,000 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (0% discretionary).

**What types of clients does D/B/A Financial Awareness Institute serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3); high net worth individuals (3).

**Does D/B/A Financial Awareness Institute report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122763

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $15,000,000
- Discretionary: $0
- Non-discretionary: $15,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $2,000,000 |
| High net worth individuals | 3 | $13,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialawarenessinc.com
- financialawarenessinstitute.com
- prosperwithfai.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. D/B/A Financial Awareness Institute (CRD 122763): Form ADV filing data as of October 2026.