# D & G Advisory Group, L.L.C.

> D & G Advisory Group, L.L.C. is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 125055
- Filed as: D & G ADVISORY GROUP, L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125055
- AdvisorCensus page: https://advisorcensus.com/firm/d-and-g-advisory-group-l-l-c-125055

## Quick answers

**How is D & G Advisory Group, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), D & G Advisory Group, L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions.

**How much does D & G Advisory Group, L.L.C. charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is D & G Advisory Group, L.L.C. registered with the SEC or a state?**
D & G Advisory Group, L.L.C. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 125055.

**How much does D & G Advisory Group, L.L.C. manage?**
D & G Advisory Group, L.L.C. reports $190,913,758 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have D & G Advisory Group, L.L.C.'s assets and staff changed since 2021?**
In the Form ADV data for D & G Advisory Group, L.L.C.: Regulatory assets under management: $122,644,960 in the October 2021 data and $190,913,758 in the October 2026 data, up 56%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does D & G Advisory Group, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (203); high net worth individuals (90).

**Which custodians does D & G Advisory Group, L.L.C. use?**
D & G Advisory Group, L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does D & G Advisory Group, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125055

**What changed in D & G Advisory Group, L.L.C.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $156,416,569 to $190,913,758 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: 1% of assets a year

> D & G charges an annual investment management fee of 1%, which is based on the assets in the client accounts at the end of the previous quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $190,913,758
- Discretionary: $190,913,758
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 203 | $28,382,946 |
| High net worth individuals | 90 | $162,530,812 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, ID, MI, MN, SC, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dgadvisory.com](https://dgadvisory.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,644,960 | 3 | July 1, 2021 |
| October 2022 | $129,552,680 | 3 | March 6, 2022 |
| October 2023 | $115,253,055 | 3 | February 14, 2023 |
| October 2024 | $131,811,595 | 3 | March 12, 2024 |
| October 2025 | $156,416,569 | 3 | March 28, 2025 |
| October 2026 | $190,913,758 | 3 | March 24, 2026 |

Regulatory assets under management: $122,644,960 in the October 2021 data and $190,913,758 in the October 2026 data, up 56%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $156,416,569 to $190,913,758 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. D & G Advisory Group, L.L.C. (CRD 125055): Form ADV filing data as of October 2026.