{
  "crd_number": 119746,
  "slug": "d-a-schwenker-and-assoc-s-inc-pagosa-springs-co-119746",
  "primary_business_name": "D.A. SCHWENKER & ASSOC.'S, INC.",
  "legal_name": "D.A. SCHWENKER & ASSOC.'S, INC.",
  "dbas": [],
  "city": "Pagosa Springs",
  "state": "CO",
  "country": "United States",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2000-01-01",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-02-22",
  "carried_forward": false,
  "raum_total": 3085716.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 3085716.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3085716.0,
      "count": 20
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CO",
    "OH"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119746",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "PAGOSA SPRINGS",
  "url": "https://advisorcensus.com/firm/d-a-schwenker-and-assoc-s-inc-pagosa-springs-co-119746",
  "display_name": "D.A. Schwenker & Assoc.'S, Inc.",
  "summary": "D.A. Schwenker & Assoc.'S, Inc. is a state-registered investment advisory firm in Pagosa Springs, CO, registered since 2000, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 22, 2026.",
  "citation": "AdvisorCensus. D.A. Schwenker & Assoc.'S, Inc. (CRD 119746): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is D.A. Schwenker & Assoc.'S, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), D.A. Schwenker & Assoc.'S, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is D.A. Schwenker & Assoc.'S, Inc. located?",
      "a": "D.A. Schwenker & Assoc.'S, Inc.'s principal office is in Pagosa Springs, CO, according to its Form ADV."
    },
    {
      "q": "Is D.A. Schwenker & Assoc.'S, Inc. registered with the SEC or a state?",
      "a": "D.A. Schwenker & Assoc.'S, Inc. is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 119746."
    },
    {
      "q": "How much does D.A. Schwenker & Assoc.'S, Inc. manage?",
      "a": "D.A. Schwenker & Assoc.'S, Inc. reports $3,085,716 in regulatory assets under management in its Form ADV filing dated February 22, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does D.A. Schwenker & Assoc.'S, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20)."
    },
    {
      "q": "Does D.A. Schwenker & Assoc.'S, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119746"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/d-a-schwenker-and-assoc-s-inc-pagosa-springs-co-119746.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 20,
      "fewer_than_5": false,
      "raum": 3085716.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119746",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}