# D.A. Flowers & Company, LLC

> D.A. Flowers & Company, LLC is a state-registered investment advisory firm in Berkeley, CA, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 149154
- Filed as: D.A. FLOWERS & COMPANY, LLC
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Location: Berkeley, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149154
- AdvisorCensus page: https://advisorcensus.com/firm/d-a-flowers-and-company-llc-berkeley-ca-149154

## Quick answers

**How is D.A. Flowers & Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), D.A. Flowers & Company, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is D.A. Flowers & Company, LLC located?**
D.A. Flowers & Company, LLC's principal office is in Berkeley, CA, according to its Form ADV.

**Is D.A. Flowers & Company, LLC registered with the SEC or a state?**
D.A. Flowers & Company, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 149154.

**How much does D.A. Flowers & Company, LLC manage?**
D.A. Flowers & Company, LLC reports $50,010,935 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does D.A. Flowers & Company, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (34); high net worth individuals (4).

**Does D.A. Flowers & Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149154

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $50,010,935
- Discretionary: $50,010,935
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 34 | $21,391,962 |
| High net worth individuals | 4 | $28,618,973 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: Not reported
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- daflowersandcompany.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. D.A. Flowers & Company, LLC (CRD 149154): Form ADV filing data as of October 2026.