{
  "crd_number": 288992,
  "slug": "cypress-wealth-services-llc-palm-desert-ca-288992",
  "primary_business_name": "CYPRESS WEALTH SERVICES, LLC",
  "legal_name": "CYPRESS WEALTH SERVICES, LLC",
  "dbas": [],
  "city": "Palm Desert",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40140",
  "metro": {
    "cbsa_code": "40140",
    "common_name": "Riverside",
    "msa_name": "Riverside-San Bernardino-Ontario, CA",
    "path": "/advisors/ca/riverside"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-07-17",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-02-06",
  "carried_forward": false,
  "raum_total": 1339348214.0,
  "raum_discretionary": 1339348214.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 21,
  "advisory_employees": 14,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 50066788.0,
      "count": 5
    },
    "individuals": {
      "raum": 134220235.0,
      "count": 469
    },
    "high_net_worth_individuals": {
      "raum": 1137178385.0,
      "count": 356
    },
    "corporations_other_businesses": {
      "raum": 17882806.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "HI",
    "IA",
    "IL",
    "MA",
    "NV",
    "NY",
    "OR",
    "PA",
    "SC",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://cypressws.com",
    "https://facebook.com/CYPRESSWEALTHSERVICES",
    "https://linkedin.com/company/cypresswealthservices",
    "https://youtube.com/channel/UCC99GSU82KTYmJI5_ebPadw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288992",
  "city_as_filed": "PALM DESERT",
  "url": "https://advisorcensus.com/firm/cypress-wealth-services-llc-palm-desert-ca-288992",
  "display_name": "Cypress Wealth Services, LLC",
  "summary": "Cypress Wealth Services, LLC is an SEC-registered investment advisory firm in Palm Desert, CA, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 6, 2026.",
  "citation": "AdvisorCensus. Cypress Wealth Services, LLC (CRD 288992): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Cypress Wealth Services, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cypress Wealth Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Cypress Wealth Services, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 6, 2026 states: Hourly rate: $350 an hour (Financial planning and consulting services); Flat fee: $500 to $10,000 (Financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Cypress Wealth Services, LLC located?",
      "a": "Cypress Wealth Services, LLC's principal office is in Palm Desert, CA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Cypress Wealth Services, LLC registered with the SEC or a state?",
      "a": "Cypress Wealth Services, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288992."
    },
    {
      "q": "How much does Cypress Wealth Services, LLC manage?",
      "a": "Cypress Wealth Services, LLC reports $1,339,348,214 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have Cypress Wealth Services, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Cypress Wealth Services, LLC: Regulatory assets under management: $981,562,451 in the October 2021 data and $1,339,348,214 in the October 2026 data, up 36%. Total employees: 18 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Cypress Wealth Services, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (469); high net worth individuals (356); corporations or other businesses not listed above (6)."
    },
    {
      "q": "Which custodians does Cypress Wealth Services, LLC use?",
      "a": "Cypress Wealth Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Cypress Wealth Services, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288992"
    },
    {
      "q": "What changed in Cypress Wealth Services, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 10 to 14. Regulatory assets under management went from $965,541,741 to $1,339,348,214 (+39%). Registered or notice-filed in IA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 981562451.0,
      "total_employees": 18,
      "filing_date": "2021-05-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 714689337.0,
      "total_employees": 13,
      "filing_date": "2022-02-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 677121007.0,
      "total_employees": 16,
      "filing_date": "2023-05-19"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 821276773.0,
      "total_employees": 16,
      "filing_date": "2024-09-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 965541741.0,
      "total_employees": 14,
      "filing_date": "2025-04-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1339348214.0,
      "total_employees": 21,
      "filing_date": "2026-02-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 14.",
        "Regulatory assets under management went from $965,541,741 to $1,339,348,214 (+39%).",
        "Registered or notice-filed in IA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $350 an hour (Financial planning and consulting services)",
      "Flat fee: $500 to $10,000 (Financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $350 an hour (Financial planning and consulting services)"
        ],
        "quotes": [
          "Hourly engagements are billed at a rate of up to $350 per hour or a fixed engagement fee."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $10,000 (Financial planning and consulting services)"
        ],
        "quotes": [
          "Flat fees range from $500 to $10,000. The ultimate fee charged is based on the scope and complexity of our engagement with the client."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 350.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial planning and consulting services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "Financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "Hourly engagements are billed at a rate of up to $350 per hour or a fixed engagement fee.",
      "Flat fees range from $500 to $10,000. The ultimate fee charged is based on the scope and complexity of our engagement with the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cypress-wealth-services-llc-palm-desert-ca-288992.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 469,
      "fewer_than_5": false,
      "raum": 134220235.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 356,
      "fewer_than_5": false,
      "raum": 1137178385.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 50066788.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 17882806.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288992",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}