# Cypress Wealth Management

> Cypress Wealth Management is an SEC-registered investment advisory firm in Oakbrook Terrace, IL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 324524
- Filed as: CYPRESS WEALTH MANAGEMENT
- Legal name: Cypress Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oakbrook Terrace, IL
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324524
- AdvisorCensus page: https://advisorcensus.com/firm/cypress-wealth-management-oakbrook-terrace-il-324524

## Quick answers

**How is Cypress Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Cypress Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Cypress Wealth Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: up to 0.7% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Cypress Wealth Management located?**
Cypress Wealth Management's principal office is in Oakbrook Terrace, IL, according to its Form ADV.

**Is Cypress Wealth Management registered with the SEC or a state?**
Cypress Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324524.

**How much does Cypress Wealth Management manage?**
Cypress Wealth Management reports $282,700,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Cypress Wealth Management's assets and staff changed since 2024?**
In the Form ADV data for Cypress Wealth Management: Regulatory assets under management: $226,200,000 in the October 2024 data and $282,700,000 in the October 2026 data, up 25%. Total employees: 5 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cypress Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6); charitable organizations (5); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Cypress Wealth Management use?**
Cypress Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Tristate Capital Bank as custodians holding 10% or more of its separately managed account assets.

**Does Cypress Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324524

**What changed in Cypress Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Asset-based fee: up to 0.7% of assets a year (the maximum the brochure states)

> Investment advisory fees are based on the market value of assets under management at the end of the prior calendar year. Investment advisory fees range up to 0.70% of Client assets under management annually based on several factors

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Tristate Capital Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $282,700,000
- Discretionary: $282,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 6 | $32,000,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $156,000,000 |
| Charitable organizations | 5 | $94,700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2023 (2 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cypressholdings.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $226,200,000 | 5 | July 30, 2024 |
| October 2025 | $235,800,000 | 5 | May 28, 2025 |
| October 2026 | $282,700,000 | 6 | March 20, 2026 |

Regulatory assets under management: $226,200,000 in the October 2024 data and $282,700,000 in the October 2026 data, up 25%.
Total employees: 5 in October 2024 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.

### December 2025
- Regulatory assets under management went from $235,800,000 to $272,000,000 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cypress Wealth Management (CRD 324524): Form ADV filing data as of October 2026.