{ "crd_number": 154177, "slug": "cypress-wealth-management-llc-germantown-tn-154177", "primary_business_name": "CYPRESS WEALTH MANAGEMENT, LLC", "legal_name": "CYPRESS WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Germantown", "state": "TN", "country": "United States", "cbsa_code": "32820", "metro": { "cbsa_code": "32820", "common_name": "Memphis", "msa_name": "Memphis, TN-MS-AR", "path": "/advisors/tn/memphis" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2013-07-03", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 77899959.0, "raum_discretionary": 63309266.0, "raum_non_discretionary": 14590693.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 15772000.0, "count": 30 }, "pension_profit_sharing": { "raum": 604241.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 61523718.0, "count": 20 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "TN" ], "websites": [ "https://cypresswm.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154177", "disclosure_items": [ { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "GERMANTOWN", "url": "https://advisorcensus.com/firm/cypress-wealth-management-llc-germantown-tn-154177", "display_name": "Cypress Wealth Management, LLC", "summary": "Cypress Wealth Management, LLC is a state-registered investment advisory firm in Germantown, TN, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Cypress Wealth Management, LLC (CRD 154177): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Cypress Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Cypress Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Cypress Wealth Management, LLC located?", "a": "Cypress Wealth Management, LLC's principal office is in Germantown, TN, according to its Form ADV." }, { "q": "Is Cypress Wealth Management, LLC registered with the SEC or a state?", "a": "Cypress Wealth Management, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 154177." }, { "q": "How much does Cypress Wealth Management, LLC manage?", "a": "Cypress Wealth Management, LLC reports $77,899,959 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (81% discretionary)." }, { "q": "What types of clients does Cypress Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (20); pension and profit sharing plans (but not the plan participants or government pension plans) (1)." }, { "q": "Does Cypress Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154177" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/cypress-wealth-management-llc-germantown-tn-154177.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 30, "fewer_than_5": false, "raum": 15772000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 20, "fewer_than_5": false, "raum": 61523718.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": true, "raum": 604241.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154177", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }