{ "crd_number": 139037, "slug": "cypress-capital-management-us-limited-vancouver-british-columbia-139037", "primary_business_name": "CYPRESS CAPITAL MANAGEMENT US LIMITED", "legal_name": "CYPRESS CAPITAL MANAGEMENT US LIMITED", "dbas": [], "city": "Vancouver, British Columbia", "state": null, "country": "Canada", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-04-06", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-02-27", "carried_forward": false, "raum_total": 106218886.0, "raum_discretionary": 106218886.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 11, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 4225227.0, "count": 14 }, "high_net_worth_individuals": { "raum": 101993659.0, "count": 35 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "TX", "WA" ], "websites": [ "https://cypresscap.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139037", "city_as_filed": "VANCOUVER, BRITISH COLUMBIA", "url": "https://advisorcensus.com/firm/cypress-capital-management-us-limited-vancouver-british-columbia-139037", "display_name": "Cypress Capital Management US Limited", "summary": "Cypress Capital Management US Limited is an SEC-registered investment advisory firm in Vancouver, British Columbia, Canada, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.", "citation": "AdvisorCensus. Cypress Capital Management US Limited (CRD 139037): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Cypress Capital Management US Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Cypress Capital Management US Limited reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Cypress Capital Management US Limited charge?", "a": "Its Form ADV Part 2A brochure dated February 27, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; $2,000,000 to $5,000,000: 0.5% a year; Above $5,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Cypress Capital Management US Limited located?", "a": "Cypress Capital Management US Limited's principal office is in Vancouver, British Columbia, Canada, according to its Form ADV; the December 2025 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Cypress Capital Management US Limited registered with the SEC or a state?", "a": "Cypress Capital Management US Limited is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139037." }, { "q": "How much does Cypress Capital Management US Limited manage?", "a": "Cypress Capital Management US Limited reports $106,218,886 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary)." }, { "q": "How have Cypress Capital Management US Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Cypress Capital Management US Limited: Regulatory assets under management: $51,475,616 in the October 2021 data and $106,218,886 in the October 2026 data, up 106%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Cypress Capital Management US Limited serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (14)." }, { "q": "Which custodians does Cypress Capital Management US Limited use?", "a": "Cypress Capital Management US Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James Ltd. and Scotia Private Client Group as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Cypress Capital Management US Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139037" }, { "q": "What changed in Cypress Capital Management US Limited's recent Form ADV filings?", "a": "In the March 2026 filing data: Employees performing advisory functions went from 8 to 7. Regulatory assets under management went from $94,729,246 to $106,218,886 (+12%). No longer lists an office in Vancouver, British Columbia. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 51475616.0, "total_employees": 11, "filing_date": "2021-06-11" }, { "period": "2022-10-01", "regulatory_assets_under_management": 87699082.0, "total_employees": 11, "filing_date": "2022-07-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 88964634.0, "total_employees": 11, "filing_date": "2023-02-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 79533601.0, "total_employees": 11, "filing_date": "2024-02-12" }, { "period": "2025-10-01", "regulatory_assets_under_management": 94729246.0, "total_employees": 11, "filing_date": "2025-02-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 106218886.0, "total_employees": 11, "filing_date": "2026-02-27" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 8 to 7.", "Regulatory assets under management went from $94,729,246 to $106,218,886 (+12%).", "No longer lists an office in Vancouver, British Columbia.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 27, 2026", "provided_by_the_firm": false, "tiers": [ { "band": "Up to $1,000,000", "rate": "1%" }, { "band": "$1,000,000 to $2,000,000", "rate": "0.75%" }, { "band": "$2,000,000 to $5,000,000", "rate": "0.5%" }, { "band": "Above $5,000,000", "rate": "0.4%" } ], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Fee schedule", "statements": [ "Up to $1,000,000: 1% a year", "$1,000,000 to $2,000,000: 0.75% a year", "$2,000,000 to $5,000,000: 0.5% a year", "Above $5,000,000: 0.4% a year" ], "quotes": [ "Our standard fee schedule is as follows and we reserve the right to negotiate fees based on client specific factors: 1.0% per annum on assets up to $1 million 0.75% per annum on the next $1 million in assets 0.50% per annum on the next $3 million in assets 0.40% per annum on the balance" ] } ], "values": { "tiers": [ { "min": 0.0, "max": 1000000.0, "rate_pct": 1.0 }, { "min": 1000000.0, "max": 2000000.0, "rate_pct": 0.75 }, { "min": 2000000.0, "max": 5000000.0, "rate_pct": 0.5 }, { "min": 5000000.0, "max": null, "rate_pct": 0.4 } ], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Our standard fee schedule is as follows and we reserve the right to negotiate fees based on client specific factors: 1.0% per annum on assets up to $1 million 0.75% per annum on the next $1 million in assets 0.50% per annum on the next $3 million in assets 0.40% per annum on the balance" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Raymond James Ltd.", "name_as_filed": "RAYMOND JAMES LTD.", "affiliated": false }, { "name": "Scotia Private Client Group", "name_as_filed": "SCOTIA PRIVATE CLIENT GROUP", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/cypress-capital-management-us-limited-vancouver-british-columbia-139037.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 14, "fewer_than_5": false, "raum": 4225227.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 35, "fewer_than_5": false, "raum": 101993659.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139037", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }