{
  "crd_number": 281520,
  "slug": "cwp-private-wealth-management-west-bend-wi-281520",
  "primary_business_name": "CWP PRIVATE WEALTH MANAGEMENT",
  "legal_name": "RIA SERVICES, LLC",
  "dbas": [
    "CWP PRIVATE WEALTH MANAGEMENT"
  ],
  "city": "West Bend",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "33340",
  "metro": {
    "cbsa_code": "33340",
    "common_name": "Milwaukee",
    "msa_name": "Milwaukee-Waukesha, WI",
    "path": "/advisors/wi/milwaukee"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-09",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 276097524.0,
  "raum_discretionary": 276097524.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 161757665.0,
      "count": 440
    },
    "high_net_worth_individuals": {
      "raum": 114339859.0,
      "count": 71
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "FL",
    "IN",
    "MI",
    "OH",
    "WI"
  ],
  "websites": [
    "https://cwpwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281520",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "WEST BEND",
  "url": "https://advisorcensus.com/firm/cwp-private-wealth-management-west-bend-wi-281520",
  "display_name": "CWP Private Wealth Management",
  "summary": "CWP Private Wealth Management is an SEC-registered investment advisory firm in West Bend, WI, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. CWP Private Wealth Management (CRD 281520): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is CWP Private Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), CWP Private Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does CWP Private Wealth Management charge?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Hourly rate: $250 an hour (Financial Planning and Consulting Services); Hourly rate: $200 to $300 an hour (Business Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is CWP Private Wealth Management located?",
      "a": "CWP Private Wealth Management's principal office is in West Bend, WI, according to its Form ADV."
    },
    {
      "q": "Is CWP Private Wealth Management registered with the SEC or a state?",
      "a": "CWP Private Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 281520."
    },
    {
      "q": "How much does CWP Private Wealth Management manage?",
      "a": "CWP Private Wealth Management reports $276,097,524 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have CWP Private Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for CWP Private Wealth Management: Regulatory assets under management: $169,942,762 in the October 2021 data and $276,097,524 in the October 2026 data, up 62%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does CWP Private Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (440); high net worth individuals (71)."
    },
    {
      "q": "Which custodians does CWP Private Wealth Management use?",
      "a": "CWP Private Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does CWP Private Wealth Management report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281520"
    },
    {
      "q": "Does CWP Private Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"CWP does not require a minimum account size or minimum fee.\""
    },
    {
      "q": "What changed in CWP Private Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $221,743,528 to $276,097,524 (+25%). Registered or notice-filed in AZ, FL, OH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 169942762.0,
      "total_employees": 4,
      "filing_date": "2021-03-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 214845596.0,
      "total_employees": 3,
      "filing_date": "2022-02-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 194666865.0,
      "total_employees": 3,
      "filing_date": "2023-02-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 206472394.0,
      "total_employees": 3,
      "filing_date": "2024-02-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 221743528.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 276097524.0,
      "total_employees": 5,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $221,743,528 to $276,097,524 (+25%).",
        "Registered or notice-filed in AZ, FL, OH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [
      "Hourly rate: $250 an hour (Financial Planning and Consulting Services)",
      "Hourly rate: $200 to $300 an hour (Business Consulting)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum fee charged by CWP is 2.0%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "CWP does not require a minimum account size or minimum fee."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "CWP does not require a minimum account size or minimum fee."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (Financial Planning and Consulting Services)"
        ],
        "quotes": [
          "CWP’s fee for providing Financial Planning and Consulting Services Fees may be charged on a fixed fee per project basis, or on an hourly fee basis. The hourly rate is $250."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 to $300 an hour (Business Consulting)"
        ],
        "quotes": [
          "Fees for Business Consulting are typically charged on an hourly or flat fee basis. The hourly fee can range from $200-$300 per hour and is negotiable."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": 0.0,
      "minimum_annual_fee": 0.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial Planning and Consulting Services"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 200.0,
          "max": 300.0,
          "period": "hour",
          "service": "Business Consulting"
        }
      ]
    },
    "quotes": [
      "The maximum fee charged by CWP is 2.0%.",
      "CWP does not require a minimum account size or minimum fee.",
      "CWP does not require a minimum account size or minimum fee.",
      "CWP’s fee for providing Financial Planning and Consulting Services Fees may be charged on a fixed fee per project basis, or on an hourly fee basis. The hourly rate is $250.",
      "Fees for Business Consulting are typically charged on an hourly or flat fee basis. The hourly fee can range from $200-$300 per hour and is negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cwp-private-wealth-management-west-bend-wi-281520.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 440,
      "fewer_than_5": false,
      "raum": 161757665.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 71,
      "fewer_than_5": false,
      "raum": 114339859.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281520",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}