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"citation": "AdvisorCensus. CWM, LLC (CRD 155344): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is CWM, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CWM, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other." }, { "q": "How much does CWM, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: up to $500 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is CWM, LLC located?", "a": "CWM, LLC's principal office is in Omaha, NE, according to its Form ADV; the October 2026 filing also lists 24 other offices (Schedule D, Section 1.F)." }, { "q": "Is CWM, LLC registered with the SEC or a state?", "a": "CWM, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 155344." }, { "q": "How much does CWM, LLC manage?", "a": "CWM, LLC reports $50,579,657,663 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (98% discretionary)." }, { "q": "How have CWM, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for CWM, LLC: Regulatory assets under management: $15,210,614,390 in the October 2021 data and $50,579,657,663 in the October 2026 data, up 233%. Total employees: 854 in October 2021 and 1,416 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does CWM, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45,032); high net worth individuals (7,231); corporations or other businesses not listed above (339)." }, { "q": "Which custodians does CWM, LLC use?", "a": "CWM, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does CWM, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155344" }, { "q": "What changed in CWM, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Added the business name Heritage Financial & Investments." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 15210614390.0, "total_employees": 854, "filing_date": "2021-09-10" }, { "period": "2022-10-01", "regulatory_assets_under_management": 18849130646.0, "total_employees": 990, "filing_date": "2022-09-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 19943561186.0, "total_employees": 1111, "filing_date": "2023-10-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 26774389503.0, "total_employees": 1111, "filing_date": "2024-09-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 33775526748.0, "total_employees": 1314, "filing_date": "2025-07-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 50579657663.0, "total_employees": 1416, "filing_date": "2026-09-30" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Added the business name Heritage Financial & Investments." ] }, { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Added the business name Yari Capital." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added the business name Doyle & Loughman Wealth Management.", "Added the business name Crest Wealth Partners." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Added the business name Jackson Wealth Management." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Added the business name Tungsten Wealth Management.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Added the business name Roloff Retirment Solutions.", "Added the business name Laclede Private Capital.", "Added the business name Harbor Wealth Management." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Added the business name Agrillo Financial Group.", "Added the business name Furstenau Financial." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "No longer lists the business name Thrivepoint Capital.", "Added the business name TPC Advisors of Louisiana.", "Added the business name Schlipman Wealth Advisors.", "Employees performing advisory functions went from 456 to 472.", "Regulatory assets under management went from $33,775,526,748 to $50,579,657,663 (+50%).", "Added an office in Anchorage, AK.", "Added an office in Arvada, CO.", "Added an office in Cincinnati, OH.", "Added an office in Conshohocken, PA.", "Added an office in Engelwood, CO.", "Added an office in Fairmont, MN.", "Added an office in Franklin Lakes, NJ.", "Added an office in Littleton, CO.", "Added an office in Stephenville, TN.", "No longer lists an office in Ann Arbor, MI.", "No longer lists an office in Atlanta, GA.", "No longer lists an office in Covington, KY.", "No longer lists an office in Foxborough, MA.", "No longer lists an office in Indianapolis, IN.", "No longer lists an office in Lake Oswego, OR.", "No longer lists an office in Palatine, IL.", "No longer lists an office in Scottsdale, AZ.", "No longer lists an office in Spokane, WA.", "No longer lists an office in Wichita, KS." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "No longer lists the business name Weinzapfel Wealth Advisors Inc..", "No longer lists the business name Schlipman Wealth Advisors.", "No longer lists the business name Carson Wealth-True North Financial.", "Added the business name Bixler Financial." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer lists the business name Navion Financial Advisors.", "No longer lists the business name Equanimity Wealth Management.", "No longer lists the business name Alexander Legacy Private Wealth." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added the business name Blueprint Wealth Management." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "No longer lists the business name Wells Trecaso Financial Group.", "No longer lists the business name Financial Imdependence Planning, Inc..", "Added the business name Wells Trecaso Financial Group-Carson Group.", "Added the business name Flashpoint Financial Services.", "Added the business name Financial Independence Planning, Inc.." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: up to $500 an hour (financial planning services)" ], "figures": [ { "label": "Planning fee", "statements": [ "Hourly rate: up to $500 an hour (financial planning services)" ], "quotes": [ "An hourly fee that can range up to $500 per hour (depending on the complexity of the client’s situation) is charged by CWM for financial planning services under this arrangement." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": null, "min": null, "max": 500.0, "period": "hour", "service": "financial planning services" } ] }, "quotes": [ "An hourly fee that can range up to $500 per hour (depending on the complexity of the client’s situation) is charged by CWM for financial planning services under this arrangement." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/cwm-llc-omaha-ne-155344.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 45032, "fewer_than_5": false, "raum": 23867069690.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 7231, "fewer_than_5": false, "raum": 21908025021.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 67, "fewer_than_5": false, "raum": 2283672891.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 339, "fewer_than_5": false, "raum": 2520890061.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155344", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }