# CWM Financial Group, Inc.

> CWM Financial Group, Inc. is a state-registered investment advisory firm in Rockville, MD, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 117255
- Filed as: CWM FINANCIAL GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rockville, MD
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117255
- AdvisorCensus page: https://advisorcensus.com/firm/cwm-financial-group-inc-rockville-md-117255

## Quick answers

**How is CWM Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), CWM Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CWM Financial Group, Inc. located?**
CWM Financial Group, Inc.'s principal office is in Rockville, MD, according to its Form ADV.

**Is CWM Financial Group, Inc. registered with the SEC or a state?**
CWM Financial Group, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 117255.

**How much does CWM Financial Group, Inc. manage?**
CWM Financial Group, Inc. reports $94,691,180 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary).

**What types of clients does CWM Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (36); individuals (other than high net worth individuals) (21).

**Does CWM Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117255

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $94,691,180
- Discretionary: $94,691,180
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $9,173,518 |
| High net worth individuals | 36 | $85,517,662 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CWM Financial Group, Inc. (CRD 117255): Form ADV filing data as of October 2026.