# CWC Advisors, LLC

> CWC Advisors, LLC is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 127739
- Filed as: CWC ADVISORS, LLC
- Also doing business as: CASCADE WEALTH GROUP, EXCEPTIONAL PORTFOLIO
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127739
- AdvisorCensus page: https://advisorcensus.com/firm/cwc-advisors-llc-lake-oswego-or-127739

## Quick answers

**How is CWC Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CWC Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is CWC Advisors, LLC located?**
CWC Advisors, LLC's principal office is in Lake Oswego, OR, according to its Form ADV.

**Is CWC Advisors, LLC registered with the SEC or a state?**
CWC Advisors, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 127739.

**How much does CWC Advisors, LLC manage?**
CWC Advisors, LLC reports $445,346,348 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (98% discretionary).

**How have CWC Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for CWC Advisors, LLC: Regulatory assets under management: $122,508,216 in the October 2021 data and $445,346,348 in the October 2026 data, up 264%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CWC Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (231); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does CWC Advisors, LLC use?**
CWC Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does CWC Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127739

**Does CWC Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 14, 2026 says: "CWC does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."

**What changed in CWC Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in AZ, FL, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Account minimum: None

> CWC does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $445,346,348
- Discretionary: $436,514,196
- Non-discretionary: $8,832,152

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 231 | $199,745,248 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $39,253,612 |
| Charitable organizations | Fewer than 5 | $206,347,488 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2003 (22 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cascadewealthgroup.com
- cwcadvisors.com
- cwcgroup.com
- exceptionalportfolio.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,508,216 | 7 | March 17, 2021 |
| October 2022 | $152,500,000 | 5 | March 29, 2022 |
| October 2023 | $147,854,214 | 7 | March 22, 2023 |
| October 2024 | $163,496,399 | 9 | March 13, 2024 |
| October 2025 | $421,489,352 | 9 | March 26, 2025 |
| October 2026 | $445,346,348 | 9 | April 14, 2026 |

Regulatory assets under management: $122,508,216 in the October 2021 data and $445,346,348 in the October 2026 data, up 264%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in AZ, FL, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CWC Advisors, LLC (CRD 127739): Form ADV filing data as of October 2026.