{ "crd_number": 174050, "slug": "cvc-advisors-u-s-inc-new-york-ny-174050", "primary_business_name": "CVC ADVISORS (U.S.) INC.", "legal_name": "CVC ADVISORS (U.S.) INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-07-10", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-09-14", "carried_forward": false, "raum_total": 25560740629.0, "raum_discretionary": 0.0, "raum_non_discretionary": 25560740629.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 70, "advisory_employees": 54, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 25560740629.0, "count": 20 } }, "compensation_types": [ "other" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MA" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174050", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/cvc-advisors-u-s-inc-new-york-ny-174050", "display_name": "CVC Advisors (U.S.) Inc.", "summary": "CVC Advisors (U.S.) Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.", "citation": "AdvisorCensus. CVC Advisors (U.S.) Inc. (CRD 174050): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is CVC Advisors (U.S.) Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CVC Advisors (U.S.) Inc. reports these compensation arrangements: other." }, { "q": "Where is CVC Advisors (U.S.) Inc. located?", "a": "CVC Advisors (U.S.) Inc.'s principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is CVC Advisors (U.S.) Inc. registered with the SEC or a state?", "a": "CVC Advisors (U.S.) Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 174050." }, { "q": "How much does CVC Advisors (U.S.) Inc. manage?", "a": "CVC Advisors (U.S.) Inc. reports $25,560,740,629 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (0% discretionary)." }, { "q": "How have CVC Advisors (U.S.) Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for CVC Advisors (U.S.) Inc.: Regulatory assets under management: $15,989,046,667 in the October 2021 data and $25,560,740,629 in the October 2026 data, up 60%. Total employees: 48 in October 2021 and 70 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does CVC Advisors (U.S.) Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (20)." }, { "q": "Does CVC Advisors (U.S.) Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174050" }, { "q": "What changed in CVC Advisors (U.S.) Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $20,917,156,293 to $25,560,740,629 (+22%). Added an office in London. No longer lists an office in Boston, MA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 15989046667.0, "total_employees": 48, "filing_date": "2021-07-13" }, { "period": "2022-10-01", "regulatory_assets_under_management": 25409533681.0, "total_employees": 52, "filing_date": "2022-04-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 21704384171.0, "total_employees": 58, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 15328690802.0, "total_employees": 66, "filing_date": "2024-07-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 20917156293.0, "total_employees": 71, "filing_date": "2025-06-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 25560740629.0, "total_employees": 70, "filing_date": "2026-09-14" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $20,917,156,293 to $25,560,740,629 (+22%).", "Added an office in London.", "No longer lists an office in Boston, MA." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/cvc-advisors-u-s-inc-new-york-ny-174050.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 20, "fewer_than_5": false, "raum": 25560740629.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174050", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }