# Custom Wealth Solutions

> Custom Wealth Solutions is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 334515
- Filed as: CUSTOM WEALTH SOLUTIONS
- Legal name: Karen LEA Pong, Sole Proprietor
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334515
- AdvisorCensus page: https://advisorcensus.com/firm/custom-wealth-solutions-334515

## Quick answers

**How is Custom Wealth Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), Custom Wealth Solutions reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Custom Wealth Solutions registered with the SEC or a state?**
Custom Wealth Solutions is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334515.

**How much does Custom Wealth Solutions manage?**
Custom Wealth Solutions reports $26,000,000 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**What types of clients does Custom Wealth Solutions serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45).

**Does Custom Wealth Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334515

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $26,000,000
- Discretionary: $26,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $26,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Custom Wealth Solutions (CRD 334515): Form ADV filing data as of October 2026.