# Curtis Advisory Group, LLC

> Curtis Advisory Group, LLC is an SEC-registered investment advisory firm in Santa Barbara, CA, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 15, 2026.

- CRD: 151695
- Filed as: CURTIS ADVISORY GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Barbara, CA
- Filing period: October 2026
- Form ADV filing dated: April 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151695
- AdvisorCensus page: https://advisorcensus.com/firm/curtis-advisory-group-llc-santa-barbara-ca-151695

## Quick answers

**How is Curtis Advisory Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Curtis Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Curtis Advisory Group, LLC located?**
Curtis Advisory Group, LLC's principal office is in Santa Barbara, CA, according to its Form ADV.

**Is Curtis Advisory Group, LLC registered with the SEC or a state?**
Curtis Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 151695.

**How much does Curtis Advisory Group, LLC manage?**
Curtis Advisory Group, LLC reports $573,697,121 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (100% discretionary).

**How have Curtis Advisory Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Curtis Advisory Group, LLC: Regulatory assets under management: $250,240,802 in the October 2021 data and $573,697,121 in the October 2026 data, up 129%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Curtis Advisory Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (73); high net worth individuals (64); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Which custodians does Curtis Advisory Group, LLC use?**
Curtis Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Curtis Advisory Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151695

**Does Curtis Advisory Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 15, 2026 says: "CAG has an account minimum of $ 1,000,000 which may be waived at the discretion of CAG."

**What changed in Curtis Advisory Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $484,972,447 to $573,697,121 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 15, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> CAG has an account minimum of $ 1,000,000 which may be waived at the discretion of CAG.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $573,697,121
- Discretionary: $572,393,929
- Non-discretionary: $1,303,192

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 73 | $19,951,437 |
| High net worth individuals | 64 | $402,821,852 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $15,053,225 |
| Charitable organizations | 3 | $118,850,689 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $17,019,918 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- curtisadvisory.com
- curtisadvisorygroup.com
- Facebook @CURTIS-ADVISORY-GROUP-LLC-175905392449316
- LinkedIn @CURTIS-ADVISORY-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $250,240,802 | 2 | March 8, 2021 |
| October 2022 | $370,991,358 | 2 | March 22, 2022 |
| October 2023 | $395,857,556 | 3 | July 13, 2023 |
| October 2024 | $418,691,638 | 3 | March 6, 2024 |
| October 2025 | $484,972,447 | 3 | March 18, 2025 |
| October 2026 | $573,697,121 | 3 | April 15, 2026 |

Regulatory assets under management: $250,240,802 in the October 2021 data and $573,697,121 in the October 2026 data, up 129%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $484,972,447 to $573,697,121 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Curtis Advisory Group, LLC (CRD 151695): Form ADV filing data as of October 2026.