# Curran Wealth Management

> Curran Wealth Management is an SEC-registered investment advisory firm in Albany, NY, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 132136
- Filed as: CURRAN WEALTH MANAGEMENT
- Legal name: CIM, LLC
- Also doing business as: CURRAN INVESTMENT MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Albany, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/132136
- AdvisorCensus page: https://advisorcensus.com/firm/curran-wealth-management-albany-ny-132136

## Quick answers

**How is Curran Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Curran Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Curran Wealth Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Curran Wealth Management located?**
Curran Wealth Management's principal office is in Albany, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Curran Wealth Management registered with the SEC or a state?**
Curran Wealth Management is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 132136.

**How much does Curran Wealth Management manage?**
Curran Wealth Management reports $804,251,910 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (96% discretionary).

**How have Curran Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Curran Wealth Management: Regulatory assets under management: $565,000,000 in the October 2021 data and $804,251,910 in the October 2026 data, up 42%. Total employees: 15 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Curran Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (201); high net worth individuals (168); charitable organizations (7).

**Which custodians does Curran Wealth Management use?**
Curran Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Curran Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132136

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it)

> The annual fee for Portfolio Management will be charged as a percentage of assets under management, with the blended rate typically ranging from 0.5% to 1.00%, depending primarily on the size and nature of the client's account, among other considerations.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $804,251,910
- Discretionary: $770,691,048
- Non-discretionary: $33,560,862

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 201 | $74,031,162 |
| High net worth individuals | 168 | $692,795,049 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $6,635,166 |
| Charitable organizations | 7 | $4,794,876 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 1 | $8,343,466 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $17,652,191 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2004 (21 years)
- Employees: 12 total, 10 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, FL, MA, MD, NC, NH, NJ, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Cape May, NJ
- Clifton Park, NY

### Websites listed on Form ADV (Item 1.I)
- curranllc.com
- Facebook @category
- LinkedIn @curranwealthmanagement
- YouTube @UCG0UGxwELgUcGlF-ukmG_lA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $565,000,000 | 15 | March 31, 2021 |
| October 2022 | $643,226,169 | 13 | March 28, 2022 |
| October 2023 | $513,434,111 | 12 | March 30, 2023 |
| October 2024 | $633,264,095 | 12 | March 21, 2024 |
| October 2025 | $751,123,641 | 12 | February 26, 2025 |
| October 2026 | $804,251,910 | 12 | March 27, 2026 |

Regulatory assets under management: $565,000,000 in the October 2021 data and $804,251,910 in the October 2026 data, up 42%.
Total employees: 15 in October 2021 and 12 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Curran Wealth Management (CRD 132136): Form ADV filing data as of October 2026.