# Curi Capital, LLC

> Curi Capital, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 134249
- Filed as: CURI CAPITAL, LLC
- Also doing business as: CURI CAPITAL RETIREMENT PLAN SOLUTIONS, CURI CAPITAL WEALTH BUILDER
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134249
- AdvisorCensus page: https://advisorcensus.com/firm/curi-capital-llc-chicago-il-134249

## Quick answers

**How is Curi Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Curi Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**What does Curi Capital, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Curi Capital, LLC located?**
Curi Capital, LLC's principal office is in Chicago, IL, according to its Form ADV; the August 2026 filing also lists 10 other offices (Schedule D, Section 1.F).

**Is Curi Capital, LLC registered with the SEC or a state?**
Curi Capital, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 134249.

**How much does Curi Capital, LLC manage?**
Curi Capital, LLC reports $11,582,602,449 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (80% discretionary).

**How have Curi Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Curi Capital, LLC: Regulatory assets under management: $8,438,728,335 in the October 2021 data and $11,582,602,449 in the October 2026 data, up 37%. Total employees: 153 in October 2021 and 180 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Curi Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1,547); individuals (other than high net worth individuals) (1,318); charitable organizations (38).

**Which custodians does Curi Capital, LLC use?**
Curi Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Curi Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134249

**What changed in Curi Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 91 to 106. Regulatory assets under management went from $9,830,680,915 to $11,582,602,449 (+18%). Changed its office addresses in Raleigh, NC. Changed its office addresses in Washington, DC. Added an office in Atlanta, GA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.25% to 1.25% a year (a range, as the brochure states it)

> Wealth Management Fees will vary by client based upon the services provided and other considerations deemed relevant to Curi Capital but will generally range between 0.25% and 1. 25% of assets under management per annum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $11,582,602,449
- Discretionary: $9,298,255,564
- Non-discretionary: $2,284,346,885

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,318 | $495,619,690 |
| High net worth individuals | 1,547 | $7,862,839,095 |
| Investment companies | 8 | $1,155,276,226 |
| Pooled investment vehicles (other than investment companies and business development companies) | 19 | $576,653,433 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $62,529,713 |
| Charitable organizations | 38 | $200,213,655 |
| Insurance companies | 7 | $889,200,966 |
| Corporations or other businesses not listed above | 18 | $340,269,671 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2005 (21 years)
- Employees: 180 total, 106 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Atlanta, GA
- Denver, CO
- Edina, MN
- Lake Forest, IL
- Milwaukee, WI
- Oakbrook Terrace, IL
- Raleigh, NC
- St. Joseph, MI
- Washington, DC
- Wilson, WY

### Websites listed on Form ADV (Item 1.I)
- curicapital.com
- rmbfunds.com
- Facebook @curicapital1
- Instagram @curicapital
- LinkedIn @curicapital
- YouTube @UCLAT9g7H2QFivUP7LedjZog

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $8,438,728,335 | 153 | May 7, 2021 |
| October 2022 | $7,847,235,921 | 146 | September 25, 2022 |
| October 2023 | $6,370,892,193 | 150 | July 11, 2023 |
| October 2024 | $8,484,055,573 | 185 | July 2, 2024 |
| October 2025 | $9,830,680,915 | 168 | July 3, 2025 |
| October 2026 | $11,582,602,449 | 180 | July 7, 2026 |

Regulatory assets under management: $8,438,728,335 in the October 2021 data and $11,582,602,449 in the October 2026 data, up 37%.
Total employees: 153 in October 2021 and 180 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 91 to 106.
- Regulatory assets under management went from $9,830,680,915 to $11,582,602,449 (+18%).
- Changed its office addresses in Raleigh, NC.
- Changed its office addresses in Washington, DC.
- Added an office in Atlanta, GA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Curi Capital, LLC (CRD 134249): Form ADV filing data as of October 2026.