{
  "crd_number": 329091,
  "slug": "curafin-advisors-phoenix-az-329091",
  "primary_business_name": "CURAFIN ADVISORS",
  "legal_name": "CURAFIN ADVISORS, LLC",
  "dbas": [],
  "city": "Phoenix",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-02-22",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-04",
  "carried_forward": false,
  "raum_total": 748375338.0,
  "raum_discretionary": 748375338.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "pension_profit_sharing": {
      "raum": 443203485.0,
      "count": 96
    },
    "pooled_investment_vehicles": {
      "raum": 305171853.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO"
  ],
  "websites": [
    "https://curafinadvisors.com",
    "https://linkedin.com/company/curafin-advisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329091",
  "city_as_filed": "PHOENIX",
  "url": "https://advisorcensus.com/firm/curafin-advisors-phoenix-az-329091",
  "display_name": "Curafin Advisors",
  "summary": "Curafin Advisors is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.",
  "citation": "AdvisorCensus. Curafin Advisors (CRD 329091): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Curafin Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Curafin Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Curafin Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated March 4, 2026 states: Flat fee: $1,000 to $5,000 a year (investment advisory and/or consultation services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Curafin Advisors located?",
      "a": "Curafin Advisors' principal office is in Phoenix, AZ, according to its Form ADV."
    },
    {
      "q": "Is Curafin Advisors registered with the SEC or a state?",
      "a": "Curafin Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329091."
    },
    {
      "q": "How much does Curafin Advisors manage?",
      "a": "Curafin Advisors reports $748,375,338 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Curafin Advisors' assets and staff changed since 2024?",
      "a": "In the Form ADV data for Curafin Advisors: Regulatory assets under management: $229,211,703 in the October 2024 data and $748,375,338 in the October 2026 data, up 226%. Total employees: 6 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Curafin Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (96); pooled investment vehicles (other than investment companies and business development companies) (15)."
    },
    {
      "q": "Does Curafin Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329091"
    },
    {
      "q": "Does Curafin Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 4, 2026 says: \"CuraFin Advisors typically requires Plan Clients to place at least $1,000,000 under the Firm's management as a condition to establishing an advisory relationship.\""
    },
    {
      "q": "What changed in Curafin Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $448,430,226 to $748,375,338 (+67%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 229211703.0,
      "total_employees": 6,
      "filing_date": "2024-06-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 448430226.0,
      "total_employees": 6,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 748375338.0,
      "total_employees": 6,
      "filing_date": "2026-03-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2.",
        "Regulatory assets under management went from $448,430,226 to $748,375,338 (+67%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,000 to $5,000 a year (investment advisory and/or consultation services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "CuraFin Advisors typically requires Plan Clients to place at least $1,000,000 under the Firm's management as a condition to establishing an advisory relationship."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $5,000 a year (investment advisory and/or consultation services)"
        ],
        "quotes": [
          "Fixed fees are negotiable, but generally range from One Thousand Dollars ($1,000) to Five Thousand Dollars ($5,000) on an annual basis, depending upon the level and scope of the services required."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 5000.0,
          "period": "annual",
          "service": "investment advisory and/or consultation services"
        }
      ]
    },
    "quotes": [
      "CuraFin Advisors typically requires Plan Clients to place at least $1,000,000 under the Firm's management as a condition to establishing an advisory relationship.",
      "Fixed fees are negotiable, but generally range from One Thousand Dollars ($1,000) to Five Thousand Dollars ($5,000) on an annual basis, depending upon the level and scope of the services required."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/curafin-advisors-phoenix-az-329091.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 305171853.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 96,
      "fewer_than_5": false,
      "raum": 443203485.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329091",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}