{ "crd_number": 332511, "slug": "cura-wealth-advisors-llc-chicago-il-332511", "primary_business_name": "CURA WEALTH ADVISORS, LLC", "legal_name": "CURA WEALTH ADVISORS, LLC", "dbas": [ "CURA WEALTH" ], "city": "Chicago", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-08-16", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-02", "carried_forward": false, "raum_total": 527732383.0, "raum_discretionary": 494462586.0, "raum_non_discretionary": 33269797.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 7199756.0, "count": 55 }, "high_net_worth_individuals": { "raum": 520532627.0, "count": 117 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "IL", "NH", "TX", "WI" ], "websites": [ "https://curawealth.com", "https://linkedin.com/COMPANY/CURA-WEALTH-PARTNERS" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332511", "city_as_filed": "CHICAGO", "url": "https://advisorcensus.com/firm/cura-wealth-advisors-llc-chicago-il-332511", "display_name": "Cura Wealth Advisors, LLC", "summary": "Cura Wealth Advisors, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 2, 2026.", "citation": "AdvisorCensus. Cura Wealth Advisors, LLC (CRD 332511): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Cura Wealth Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Cura Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does Cura Wealth Advisors, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 2, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Cura Wealth Advisors, LLC located?", "a": "Cura Wealth Advisors, LLC's principal office is in Chicago, IL, according to its Form ADV." }, { "q": "Is Cura Wealth Advisors, LLC registered with the SEC or a state?", "a": "Cura Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332511." }, { "q": "How much does Cura Wealth Advisors, LLC manage?", "a": "Cura Wealth Advisors, LLC reports $527,732,383 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (94% discretionary)." }, { "q": "How have Cura Wealth Advisors, LLC's assets and staff changed since 2024?", "a": "In the Form ADV data for Cura Wealth Advisors, LLC: Regulatory assets under management: $0 in the October 2024 data and $527,732,383 in the October 2026 data. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Cura Wealth Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (117); individuals (other than high net worth individuals) (55)." }, { "q": "Which custodians does Cura Wealth Advisors, LLC use?", "a": "Cura Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Cura Wealth Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332511" }, { "q": "What changed in Cura Wealth Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(2))." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 2, "filing_date": "2024-09-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 491366692.0, "total_employees": 3, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 527732383.0, "total_employees": 3, "filing_date": "2026-03-02" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(2))." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 2, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "1% of assets a year", "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)" ], "quotes": [ "The maximum annual fee charged for this service will not exceed 1.00%. Fees to be assessed will be outlined in the advisory agreement to be signed by the client." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": 1.0, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The maximum annual fee charged for this service will not exceed 1.00%. Fees to be assessed will be outlined in the advisory agreement to be signed by the client." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/cura-wealth-advisors-llc-chicago-il-332511.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 55, "fewer_than_5": false, "raum": 7199756.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 117, "fewer_than_5": false, "raum": 520532627.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332511", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }