# CU Investment Solutions LLC

> CU Investment Solutions LLC is a state-registered investment advisory firm in Overland Park, KS, registered since 1998, with no regulatory assets under management reported in its Form ADV filing dated December 11, 2025.

- CRD: 43753
- Filed as: CU INVESTMENT SOLUTIONS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: December 11, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/43753
- AdvisorCensus page: https://advisorcensus.com/firm/cu-investment-solutions-llc-overland-park-ks-43753

## Quick answers

**How is CU Investment Solutions LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CU Investment Solutions LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CU Investment Solutions LLC located?**
CU Investment Solutions LLC's principal office is in Overland Park, KS, according to its Form ADV.

**Is CU Investment Solutions LLC registered with the SEC or a state?**
CU Investment Solutions LLC is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 43753.

**Does CU Investment Solutions LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/43753

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 1998 (28 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/43753

### Websites listed on Form ADV (Item 1.I)
- cu-isi.org

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CU Investment Solutions LLC (CRD 43753): Form ADV filing data as of October 2026.